Counsel, Legal & Compliance
Duties: Perform legal and compliance related research to guide the company’s initiatives. Counsel and guide different departments as they seek legal and compliance advice. Draft and negotiate contracts. Develop expertise with respect to Privacy laws including the CCPA & GDPR, and advise on best practices for compliance. Support payments processes, including fraud initiatives, customer screening, tax collection. Develop deep expertise in state ... read more
Regulatory Affairs Counsel
Duties: Serve as the face of Investment Bank to its regulators in presenting our commitment to regulatory compliance and our strong culture of integrity and transparency. Coordinate and oversee regulatory examinations, inquiries, enforcement investigations and ad hoc requests from securities regulators, partnering with various internal departments to gather required data, draft responses, negotiate resolutions and drive regulator-initiated remedi... read more
Assistant General Counsel
Duties: Handles the review, drafting and negotiation of multimillion-dollar client contracts across all lines of business, including but not limited to master services agreements, statements of work, amendments, and related documentation between the company and pharmaceutical companies and payor/PBMs. Handles the review, drafting and negotiation of distribution channel contracts and business associate agreements between the company and EMR provid... read more
Associate / Senior Associate
Duties: Lead or joint lead roles for client compliance reviews, ad-hoc inquiries and relationship management. Supporting compliance program email reviews, expert network processes, marketing materials and personal trading. Identify and communicate required compliance advisory feedback, explain the regulatory basis for suggested changes to clients. Assist with compliance protocols and training regarding all compliance policies, procedures, exami...
Senior Counsel - Regulatory Affairs
Duties: Participate in the development and execution of regulatory strategy. Advising product and other business teams to ensure products and services, and our regulated subsidiaries, comply with applicable regulation. Training and educating clients on regulatory requirements, expectations, and risks. Manage ongoing supervision, including regulatory examinations, and ensuring the business meets all reporting obligations. Be the point of ...
Senior Managing Counsel-Anti-Money Laundering, Sanctions and Anti-Bribery & Corruption
Duties: Providing timely legal advice and assistance to Financial Crimes Compliance, risk and business partners on matters related the USA PATRIOT Act, Bank Secrecy Act, OFAC regulations and other sanctions regimes, U.S. Foreign Corrupt Practices Act (FCPA), UK Bribery Act, the European anti-money laundering directives (AMLD) and other global equivalents; Reviewing, interpreting, and adv...
Managing Counsel- Regulatory Enforcement & Investigations
Duties: Represent in internal investigations and in a broad range of inquiries and regulatory enforcement, matters originated by various regulatory, government, and law enforcement agencies. Will handle governmental and regulatory inquiries directly, conduct internal investigations, provide advice regarding, and develop strategies for dealing with, matters that involve potential reputational, regulatory, or financia...
Product Counsel (Regulatory/Privacy/IP)
Duties: Develop a clear framework to make sense of, and appropriately apply and work within, the complex and evolving healthcare regulatory and privacy requirements that may apply to our growing business, including AKS, Stark, Telehealth, and HIPAA. Partner with the executive team, product and engineering teams, and marketing and sales teams, to ensure a clear understanding of potential regulatory and privacy requirements and the opt...
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Global Compliance Counsel
Duties: Assist General Counsel & Chief Compliance Officer with oversight of the global compliance program. Manage quarterly Compliance Steering Committee meetings – develop agendas, compile materials, maintain minutes. Assist the Deputy Chief Compliance Officer with the preparation of materials for Compliance Steering Committee meetings, audit committee meetings, and **MEMBERS ONLY**SIGN UP NOW***. board meetings. Develop and maintain systems and processes for record...
Senior Legal Counsel - Litigation and Regulatory Enforcement
Responsibilities: Provide paralegal support on global litigation, arbitration, and regulatory enforcement matters, including securities law and employment law matters. Assist with reports on litigation and regulatory enforcement matters, internally and to external auditors and supervisory authorities as necessary. Support the maintenance of litigation and regulatory enforcement related policies. Support legal hol...
Associate Director of Compliance
Duties: Lead or Support an entire sales cycle; pitches, proposals, follow-ons and general contract terms. Lead or support a large portfolio of clients as the primary day-to-day oversight resource. Have deep familiarity for practical compliance and regulatory matters relating to SEC (e.g. investment advisor) CFTC / NFA and FINRA (e.g. broker-dealer) rules, and other regulators where applicable. Have familiarity with various regulatory mock e...
Project Manager/Environmental Regulatory Specialist
Responsibilities: Environmental regulatory and permitting responsibilities include identifying project-specific environmental regulatory requirements; coordinating with resource agency personnel; writing and reviewing technical reports; developing environmental permit applications; presenting at public meetings; and facilitating successful environmental permitting of multiple and varied projects. Project management respon...
Compliance (Health) Lawyer
Duties: Projects include monitoring federal statutes and regulations applicable to group health plans and drafting summaries; Drafting and reviewing participant explanatory material such as summary plan descriptions, announcement letters, summary of material modifications, plan documents, summaries of benefits and coverage, etc., including preparation of company models; Researching and drafting memos on technical issues for the Compliance Practic...
Responsibilities: Provide strategic legal advice, counsel and support to business leaders and dozens of internal and external projects. Keep up to date with regulatory developments and strategies. Reviewing, drafting and negotiating a wide variety of documents including, but not limited to, commercial agreements, investments, corporate events for portfolio companies, professional services, marketing, internal policies, employment agreements, and vendor agr... read more
Regulatory Legal Counsel
Duties: Provide proactive legal advice relating to U.S. and non-U.S. financial industry regulations, with a particular focus on consumer protection, licensing, escheatment, and bankruptcy issues. Work cross-functionally to identify, analyze, and mitigate relevant issues related to the introduction of new products and services. Assist in the development of company policies, training, and toolkits. Represent interests and interface directly with regu... read more
Legal & Compliance, BTO/BXG Transaction Attorney, AVP/ VP
Duties: Advise on NDAs. Review and provide comments to bid letters, term sheets and related bid documentation. Review and provide comments (including on calls with deal team/outside counsel) to transaction documents and related issues lists. Advise on transaction-related legal, structuring and regulatory matters (e.g., antitrust, financial regulatory, section 13 and 16 compliance). Participate in transaction negoti... read more