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Counsel - Regulatory and Trading
The candidate will advise company on general regulatory issues related to company's status as a globally regulated investment adviser and manager of registered investment companies, including advising on issues with the Securities and Exchange Commission and on other corporate matters related to the functioning of a globally registered investment adviser. Will report to the Head of the Regulatory and Trading Legal Team. Provide legal advice... read more
Counsel IV - Corporate Governance
The candidate will be responsible for corporate governance matters relating to the company, including supporting the Board of Directors and senior management in preparing Board and committee meeting materials, including agenda planning materials; attending committee meetings and preparing minutes; preparing and/or reviewing updates to corporate governance policies and other corporate governance documents, including governance guidelines an...
The candidate will research, develop, prepare, and analyze issues related to a variety of legal documentation, such as advisor registrations (e.g. in the UK, Netherlands, Germany and South Africa). Ensure this documentation is in compliance with applicable multi-jurisdictional regulatory law. Will review and interpret statutes, rules, and policies relevant to the regulatory functions of firm, and its fund complexes and work with clients to meet their business objec...
Senior Associate General Counsel
RESPONSIBILITIES: Drafting, reviewing, negotiating and maintaining a variety of complex, international commercial agreements, including distribution, consulting, services, sales, real estate, marketing, technology, and licensing, and other operational and commercial agreements. Responding to a variety of legal requests from the RCO’s operations, sales, business development, and marketing teams, and advising on legal risks identified in re...
Senior Director, Associate General Counsel
The candidate will be the primary point of contact for the Endowment & Philanthropic Services (TEPS) business area. Will support the endowment, foundation, planned-giving and charitable gift management needs of company’s institutional clients, including corporate and board support. The candidate must have significant expertise in handling investment management matters and will be responsible for investment advisory issues, produ...
The candidate will be an integral member of the US Legal and GPM Legal teams in the provision of investment-related legal services including negotiation, structuring and transaction **MEMBERS ONLY**SIGN UP NOW***.agement of investments made by company's real estate, direct lending and other strategies. The focus of that service will be to advise on all elements of the investments made by company's funds and **MEMBERS ONLY**SIGN UP NOW***.aged accounts, in particular, on all aspects of (i) real estate debt and fina...
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Senior Corporate Counsel, International
The candidate provides international legal services to Institute under the direction of the Director Legal and Compliance, including legal advice, representation, and support to management and staff in order to facilitate achievement of the Institute's goals, while anticipating and managing risk. Analyzes proposed international bids and contractual transactions in Europe, Latin America, Canada and other regions (as assigned), and eva...
Junior Corporate Counsel
The candidate will report directly to the General Counsel and will provide the opportunity to counsel and interact with senior executives, brand leaders, and all the business teams within the organization. Negotiation and preparation of documentation related to mergers and acquisitions, financings, assignments, and other transactional documentation; Preparation, review, revision, and filing of franchise disclosures; and Negotiation, drafting, and f...
Attorney- Investment Management
The candidate will be providing general legal and regulatory advice to the company on Investment Advisers Act, Investment Company Act and FINRA and SEC Rules and Regulations. Advise clients on various aspects of investment advisory and brokerage product development and distribution as well as general fiduciary matters. Client contracts and ancillary documentation, advice to the business on marketing materials and RFP response support, review...
The candidate will work closely with business teams to push the needle forward as a partner in the deal. Will organize and respond to complex regulatory issues, both State and Federal levels. Lead and assist with managing investigations, risk assessments and constructing regulatory comment letters. Assist with management of intellectual property portfolio. Be an integral part of the business teams' efforts to establish and evaluate existing and potential ...
Attorney- Investment Management
Responsibilities: Providing general legal and regulatory advice to the retail Merrill Lynch and Merrill Edge product business units on Investment Advisers Act, Investment Company Act and FINRA and SEC Rules and Regulations. Advise clients on various aspects of investment advisory and brokerage product development and distribution as well as general fiduciary matters. Client contracts and ancillary documentation, advice to the business on mar...