Attorney - Capital Markets

Min 10 yrs required

Full-time

No

Bank of America is seeking a Capital Markets Attorney to join its team in the Global Wealth and Investments Solutions group. The successful candidate will have a minimum of 10 years of experience as a practicing attorney and experience advising . broker-dealers on sales and trading businesses. The role requires detail-oriented, strong analytical and organizational skills, critical thinking and effective communication, and the ability to collaborate with others.

Job Responsibilities:

- Provide primary legal support to Merrill’s broker-dealer sales and trading businesses for Equities and Fixed Income.
- Provide secondary legal support to Merrill’s Equities and FICC OTC derivatives businesses.
- Advise the business on SEC, FINRA, MSRB and SRO laws, rules and regulations, with a particular focus on broker-dealer rules and regulations applicable to transactions with retail investors.
- Advise the businesses on CFTC rules and regulations and ISDA transaction documentation.
- Counsel the business on disclosure, transaction reporting and best execution matters.
- Advise the business on regulatory matters pertaining to the above.
- Participate in the review, policy and governance processes related to the above, working with business, risk and compliance partners across the organization.

Qualifications:

- A minimum of 10 years of experience as a practicing attorney.
- Prior experience advising . broker-dealers on sales and trading businesses required.
- Prior in-house experience preferred.
- Detail-oriented, strong analytical and organizational skills.
- Critical thinker and an effective communicator who can collaborate with others.
- Willingness and ability to tackle new subject matters and develop new areas of expertise.
- Team player with an ability to multitask, balance competing demands, and provide practical and actionable advice in a fast-paced environment.
- Excellent drafting and negotiation skills, with an ability to communicate and apply complex concepts clearly and effectively to practical situations.
- In-depth knowledge of . securities laws and broker-dealer rules and regulations pertaining to trading and transaction reporting.

Salary:

The salary for this position will be competitive and commensurate with the successful candidate's experience and qualifications.

Job Summary:

Bank of America is seeking a Capital Markets Attorney to join its team in the Global Wealth and Investments Solutions group. This position provides primary and secondary legal support to Merrill’s broker-dealer sales and trading businesses for Equities and Fixed Income, as well as Equities and FICC OTC derivatives businesses. The successful candidate will have a minimum of 10 years of experience as a practicing attorney and experience advising . broker-dealers on sales and trading businesses.

Job Responsibilities:

- Provide primary legal support to Merrill’s broker-dealer sales and trading businesses for Equities and Fixed Income.
- Provide secondary legal support to Merrill’s Equities and FICC OTC derivatives businesses.
- Advise the business on SEC, FINRA, MSRB and SRO laws, rules and regulations, with a particular focus on broker-dealer rules and regulations applicable to transactions with retail investors.
- Advise the businesses on CFTC rules and regulations and ISDA transaction documentation.
- Counsel the business on disclosure, transaction reporting and best execution matters.
- Advise the business on regulatory matters pertaining to the above.
- Participate in the review, policy and governance processes related to the above, working with business, risk and compliance partners across the organization.

Qualifications:

- A minimum of 10 years of experience as a practicing attorney.
- Prior experience advising . broker-dealers on sales and trading businesses required.
- Prior in-house experience preferred.
- Detail-oriented, strong analytical and organizational skills.
- Critical thinker and an effective communicator who can collaborate with others.
- Willingness and ability to tackle new subject matters and develop new areas of expertise.
- Team player with an ability to multitask, balance competing demands, and provide practical and actionable advice in a fast-paced environment.
- Excellent drafting and negotiation skills, with an ability to communicate and apply complex concepts clearly and effectively to practical situations.
- In-depth knowledge of . securities laws and broker-dealer rules and regulations pertaining to trading and transaction reporting.

Salary:

The salary for this position will be competitive and commensurate with the successful candidate's experience and qualifications.

Bank of America Capital Markets Attorney:

Bank of America is seeking a Capital Markets Attorney to join its team in the Global Wealth and Investments Solutions group. This position provides primary and secondary legal support to Merrill’s broker-dealer sales and trading businesses for Equities and Fixed Income, as well as Equities and FICC OTC derivatives businesses. The successful candidate will have a minimum of 10 years of experience as a practicing attorney and experience advising . broker-dealers on sales and trading businesses.

Job Responsibilities:

- Provide primary legal support to Merrill’s broker-dealer sales and trading businesses for Equities and Fixed Income.
- Provide secondary legal support to Merrill

Yes, 5% of the time

Legal advice, Analytical and Organizational Skills, Communication, Collaboration, Drafting and Negotiation Skills

A minimum of 10 years of experience as a practicing attorney

Apply on Bank of America's website

Qualification and Experience A minimum of 10 years of experience as a practicing attorney, Prior experience advising U.S. broker-dealers on sales and trading businesses, Prior in-house experience is preferred

Legal