Reviews member corporate financing activity for compliance with FINRA and SEC rules and other securities laws. The Senior Analyst conducts investigations of cases which have been identified as potential areas of concern relating to private placements and other. This is intermediate-level professional work in which incumbents are performing their assigned roles, developing job-related skills, and working under limited supervision.
Essential Job Functions:
Cond... read more
Do you want to be our General counsel?
Are you obsessed with customer focus and meeting the end user’s needs? Do you feel stifled by bureaucracy? Have an entrepreneurial drive? Do you refuse to let obstacles get in the way of achieving results?
At Autocar, we fight for the driver’s needs. We are disrupting the industry by putting the driver’s needs first. Every truck we make is custom-engineered, and custom-made, specifically for that customer... read more
Render legal advice and support in connection with the complete life cycle of the adoption of new regulatory initiatives, and serve as subject matter resource in one or more areas of legal expertise.
This is experienced-level professional work in which incumbents are defining their assigned roles, increasing their skills, and working with other experienced attorneys.
Essential Job Functions:
Provide interpretative advice to the Board of Governors and FINRA adv... read more
Corporate Counsel – Procurement/Integrated Supply Chain
Duties: A member of the Company’s commercial practice group. Provides legal services to protect the best interests of the Company, as well as its integrity, reputation, assets, officers and employees, while ensuring that the Company operates in compliance with the applicable laws. Provides strategic advice and counsel, in collaboration with Legal leadership team members, to key Procurement stakeholders by engagi...
Senior Corporate Counsel
The candidate will work as a corporate generalist with the ability to provide legal services to firm’s business units. Given the variety and complexity of issues presented by a growing entrepreneurial REIT. Coordinate, manage, and advise on dispute resolution issues and handle litigation management, particularly with respect to hotel operations, construction related matters, and general commercial disputes. Review, draft and advise on commercial ...
Duties include IT contract review, licensing guidance to IT decision makers, and eDiscovery analytics. Will also provide legal and subject matter expert guidance for electronic systems and platform to support the Office of General Counsel and its constituent functions. Also responsible for project management and IT contract consolidation initiatives which require collaboration between Office of General Counsel and the IT division. Responsible for promotin...
Corporate Transactional Attorney
Candidate will be responsible for handling mergers and acquisitions, commercial contracts, business formation, and real estate development. Must have: 3+ years of business and transactional law practice experience. Must have strong written and oral communication skills, as well as organizational and interpersonal skills. Ability to work accurately and multi-task in a fast-paced culture, take initiative, be able to act decisively, and work i...
The candidate will work in the legal department providing a full range of legal support and advises management across a broad scope of transactions and businesses associated with the firm's in Arizona and Texas. Will also work with the firm's Homes companies in Northern California. Primary scope of work will involve corporate governance, contracting, leasing, new home advertising and sales, land acquisition and development, utility company operations, hom...
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The candidate must be an experienced real estate/corporate counsel to join our team. Will work in the legal department providing a full range of legal support and advises management across a broad scope of transactions and businesses associated with the in Arizona and Texas. Will also work with the Homes companies in Northern California. Primary scope of work will involve corporate governance, contracting, leasing, new home advertising and sales, land acq...
Assoc Director, US Ad/Promo Regulatory Review, GI (USBU)
Review serves as an internal expert on FDA regulations, guidance, and enforcement trends governing the promotion of prescription drug and biologic products. Capable of providing regulatory strategic oversight for at least one (1) complex product or therapeutic area/multiple products to help ensure regulatory compliance of promotional materials generated for assigned US products and/or compounds. Understands and inter...
The candidate must have 2+ years of experience as a corporate associate to join a law firm concentrating in cannabis, agriculture trusts, real estate, and secured transactions. Willing to learn and litigation experience a plus.
The candidate join as Vice President and General Counsel and be a key member of the executive leadership team and lead corporate strategic and tactical legal initiatives. Will provide senior management with effective advice on company strategies and implementation, manage the legal function, and obtain and oversee the work of outside counsel. The Vice President & General Counsel will be directly involved in complex business transactions and in the negotiati...
The candidate will be responsible for working with numerous SEI business teams and other members of the Legal & Compliance Department to structure, draft, negotiate and manage the execution of commercial contracts on behalf of the SEI group of companies. The Attorney will manage various types of commercial arrangements (e.g. confidentiality agreements, software licenses, professional services agreements, SaaS agreements, business process outsourcing ...
The Principal Counsel works under minimal supervision to independently resolve non-complex Enforcement matters, and to contribute substantive high-quality work for large complex matters.
Essential Job Functions:
Resolve all types of Enforcement matters based on objective and complete assessment of the facts and law, including independently resolving non-complex matters.
Determine and execute an effective risk-based legal strategy to complete an... read more
Works efficiently and collaboratively with in-house business and technology personnel, primarily through the negotiation of transactions and contracts, but also when providing counsel on complex legal concepts relating to technology and intellectual property. Works independently and under the general guidance of senior management to perform a variety of specific duties, including applying advanced analytical skills when providing legal services to FINRA companies, off... read more
Asst General Counsel and Head of Compliance
The candidate will serves as primary legal counsel to our consumer home mortgage division as well as leads the organization’s compliance function including legal and compliance risk in accordance with the organization’s risk appetite. Responsible for planning, designing, implementing and managing the organization’s compliance program, which includes a compliance management system, vendor management and policy management. Pl... read more