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Public Offerings Senior Analyst - Corporate Financing
Duties: Identifies and analyzes regulatory issues in public offerings and reviews proposed underwriting arrangements for compliance with SEC rules as well as federal securities laws. Conducts independent investigations and develops cases related to potential violations of the Corporate Financing Rules which are initiated by Corporate Financing staff. Provides assistance to other Departments and/or coordinates with other...
Client Success Manager
The candidate will build and manage the appropriate relationships throughout the assigned territory to drive usage, adoption, and retention of Bloomberg BNA Legal Products. Special focus on building relationships with practice managers and across the C-suite. Accountability will based on usage targets, metrics, and user growth. Will develop and execute specific action plans to retain and grow existing business revenue within the assigned territory an...
Associate General Counsel (Leasing/Equipment Finance)
The candidate will provide legal advice on a wide range of matters supporting the Business’ equipment finance and leasing transactions throughout the United States. Coordinate with the credit, operations and commercial teams to structure, negotiate, and draft a broad range of lease, loan and other agreements for a variety of asset types. Review and advise the Business’ deal teams on all documentation needs. Advising...
Consumer Financial Services Lawyer
The candidate will provide legal advice to bank and non-bank consumer financial services companies concerning a broad range of legal issues, including compliance with federal and state statutes and regulations applicable to consumer credit, privacy, data security, residential lending and brokering, deposit issues and licensing. Must have portable practice (minimum $300,000).
Wealth Planner III FFA
The candidate will be responsible for developing relationships with clients and prospective clients to provide comprehensive financial planning and strategies to facilitate the growth of company Financial Advisors. Develops financial plans for the most complex ultra high net worth families, high net worth, individuals and business owners with complex financial challenges in developing financial plans and strategies for complex client circumstances. R...
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Financial Services Associate
The candidate will work on a variety of commercial loan transactional matters and regulatory compliance matters for financial institutions. Must have 3-5 years’ experience in commercial loan transactions and financial services regulatory compliance (loans and deposits). Must have familiarity with commercial loan documentation, real estate financings, and lending and deposit laws/regulations.
Senior Manager, Senior Counsel - Commercial Bank
The candidate will be the primary business counsel for the company, a commercial broker/dealer, on day to day matters and on major initiatives as this business continues to grow, providing research and interaction with both internal and external counsel and internal business and compliance partners. This position requires deep experience with and insight into FINRA rules to be able to provide nimble and sound legal advice. W...
Director, Assistant General Counsel – Commercial Bank
The candidate will provide support for its growing Commercial Bank business. The role will primarily support the Technology, Media and Telecommunications (TMT) financing unit as well as other segments within the Capital One Corporate Banking business. Advise the Corporate Banking lending business on a wide variety of matters. Provide and coordinate overall delivery of legal support on TMT and other lending issues as a...
Public Finance Associate
The candidate must have 1-3 years of experience. Should have a strong transactional background and academic credentials and an interest in public finance. Tax credit experience is a plus. General real estate practitioners will also be considered. Active Bar admission in MD is preferred.
Regulatory Compliance Attorney - Mortgage Banking
The candidate will represent mortgage lenders, brokers, servicers, and related companies before federal and state regulatory authorities, including the CFPB, HUD, DOJ, FDIC, FTC, the Federal Reserve, state Attorneys General during investigations and enforcement proceedings. Will provide advice to clients on existing laws and regulations that govern mortgage lenders, mortgage brokers and financial institutions. Assist client...