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The candidate will assist attorneys with the preparation and update of fund registration statements, including supplements... to prospectuses. Assist attorneys in the preparation modification, and liquidation of Fund. Assist in product development... and fund creations/launches. Assist with administrative......
Investment Management Paralegal
The candidate will work... including aspects of registered fund formation and ongoing SEC... filing obligations for 40 Act registered funds. Bachelor’s degree, formal paralegal training, or equivalent job... experience is required. Experience with SEC filings for mutual...
The candidate will serve... 1933 and Securities and Exchange Act of 1934. Prepare drafts of regulatory documents for various mutual funds, exchange-traded funds and... closed-end funds for filing with the U.S. Securities and Exchange Commission (SEC), including...
The candidate will perform... registration statements for Firms’ mutual funds and ETFs (annual... updates, new funds, and new classes), proxy statements, information statements, and other regulatory filings and exhibits as required in support of the legal administration of Firm’s...