Mutual Fund Paralegal Jobs

In-House Mutual Fund Compliance/ 1940 Act... Paralegal The candidate should have... 3+ years of securities act experience at a large law firm, investment co. or Hedge Fund.... read more

Paralegal SAI supplements, and other mutual fund and securities-related SEC... and prepare documentation for Fund Board meetings. Collaborate with... matters. Post and maintain Fund documents on OFI websites... files. Research questions on mutual funds and other securities-related/corporate... comparing against similar OFI Fund products. Assist attorney(s) in...... read more

of regulatory filings for mutual funds assigned. Develop a... other documents relating to mutual fund corporate governance matters... business experience. 1-3 years of mutual fund paralegal/legal administration experience... preferred. Proficiency in legal requirements of mutual fund governance and registration... required.... read more

firm business, and the mutual fund and asset management... industry through attendance at functions discussing our business, keeping current on industry and regulatory developments affecting our business, fostering an interest in firm initiatives and new services and products offered, and... read more

up-to-date. Arrange stock and mutual fund transfers, and records... annuity information in the database. Maintain quarterly reserve account statements. Arrange annual review for Gift Planning Team with fund managers and serves as... Gift Planning liaison with fiduciary representatives as necessary.... read more

behalf of pension funds, mutual funds, hedge funds, charities,... central banks and other institutional clients. Must have successful administrative experience in a fast-paced large enterprise. Must be proficient in Microsoft Office (Outlook, Word, PowerPoint, Excel). Must have proven written and... read more

firm business, and the mutual fund and asset management... industry through attendance at functions discussing our business, keeping current on industry and regulatory developments affecting our business, fostering an interest in firm initiatives and new services and products offered, and... read more

firm business, and the mutual fund and asset management... industry through attendance at functions discussing our business, keeping current on industry and regulatory developments affecting our business, fostering an interest in firm initiatives and new services and products offered, and... read more

with proprietary quantitative analysis on defined universe of equity and fixed income securities. Support screening and selection of mutual funds for use in... client accounts and firm's retirement plan models. Vote proxies and maintain records in compliance with proxy policy.... read more

estate funds, debt funds, mutual funds, real estate investment... books. Also handles ongoing fund administration matters, including LP... documentation and coordination with fund administrators, as necessary. Coordinates... electronic due diligence, and electronic submission of documents to the SEC and other... read more