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Mutual Fund Paralegal Jobs

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Job info
Company
In-House
Experience
Max 3 yrs required
Location
New York City, NY
Posted Date
Nov 14, 19
Info Source
Employer
Total Views
17
Fund Paralegal – Mutual Funds The candidate will... and support the firm’s mutual funds (open-end, closed-end and... updating routine contracts with fund intermediaries and service providers... maintaining, updating and organizing mutual fund registration documents and... external fund counsel on mutual fund filings including registration...... read more
Company
In-House, OppenheimerFunds Distributor, ...
Experience
Min 2 yrs required
Location
New York City, NY
Posted Date
Nov 13, 19
Info Source
Employer
Total Views
117
Paralegal SAI supplements, and other mutual fund and securities-related SEC... and prepare documentation for Fund Board meetings. Collaborate with... matters. Post and maintain Fund documents on OFI websites... files. Research questions on mutual funds and other securities-related/corporate... comparing against similar OFI Fund products. Assist attorney(s) in...... read more
Company
In-House, Goldman Sachs Group, Inc
Experience
Location
Dallas, TX
Posted Date
Nov 15, 19
Info Source
Employer
Total Views
18
investment vehicles such as mutual funds and private investment... funds including hedge funds, private equity funds, funds of funds, co-investments and other structures. Some key responsibilities include reviewing, negotiating and assisting on various forms of agreements and disclosure documents, formation... read more
Company
Law Firm
Experience
Location
Washington, DC
Posted Date
May 22, 19
Info Source
Recruiter
Total Views
2
have the most. Investment Management Paralegal The candidate will coordinate... to the preparation of mutual fund registration statements for... of registration statements for mutual funds including annual updates,... Investment Management or corporate/transactional paralegal. 4 year degree and/or... paralegal certificate is essential. Excellent...... read more
Company
Recruiter
Experience
Min 4 yrs required
Location
New York City, NY
Posted Date
Jun 24, 19
Info Source
Recruiter
Total Views
4
duties that include: Coordinate mutual fund prospectus, SAI updates,... of experience as a paralegal, including law firm experience.... Investment advisory experience preferred. Working knowledge of securities laws and regulations (1940 Act, Advisers Act, 1933 Act, 1934 Act, CFTC) preferred. Must... read more
Company
In-House
Experience
2-3 yrs required
Location
Columbus, OH
Posted Date
Sep 27, 19
Info Source
Employer
Total Views
2
Must have: Experience with mutual funds, registration and SEC... filing process (2-3 year paralegal, compliance or comparable experience... Should have experience preparing mutual fund and exchange-traded fund... preferred. Experience with other mutual fund and investment-related matters,... such as review of... read more
Company
Law Firm
Experience
Location
Philadelphia, PA
Posted Date
May 22, 19
Info Source
Recruiter
Total Views
3
have the most. Investment Management Paralegal The candidate will coordinate... to the preparation of mutual fund registration statements for... of registration statements for mutual funds including annual updates,... Investment Management or corporate/transactional paralegal. 4 year degree and/or... paralegal certificate is essential. Excellent...... read more
Company
In-House
Experience
Min 1 yrs required
Location
Boston, MA
Posted Date
Nov 12, 19
Info Source
Employer
Total Views
5
Compliance Program, 2) certain Fund Governance and other Fund... responsibilities, 3) SEC Filing... Responsibilities, 4) Compliance Oversight Committee, and 5) Disclosure (i.e. research, creating presentations) Fund Responsibilities/Fund Governance Scheduling of... Meetings, monthly Loomis Sayles Mutual Fund Certification Committee (LSMFCC)... and...... read more
Company
Law Firm
Experience
Location
Chicago, IL
Posted Date
Oct 30, 19
Info Source
Employer
Total Views
18
Corporate Paralegal Duties: Participate as a... and correspondence related to mutual funds and/or unit investment... various regulatory and organizational fund documents such as registration... various regulatory and organizational fund documents, including review of... outside clients. Assists with fund launches and mergers and...... read more
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