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Mutual Fund Paralegal Jobs

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Job info
Company
Recruiter
Experience
Min 1 yrs required
Location
Jersey City, NJ
Posted Date
Mar 29, 19
Info Source
Recruiter
Total Views
5
Mutual Fund Paralegal The candidate... must have Mutual Fund experience (prospectuses, proxy... statements, N-1A's, board work, etc).... read more
Company
In-House
Experience
1-3 yrs required
Location
Radnor, PA
Posted Date
Apr 18, 19
Info Source
Employer
Total Views
3
Paralegal Specialist, Mutual Funds The candidate will... and supplements (“stickers”) for mutual fund registration; prepare contracts,... Maintains, updates, and organizes mutual fund registration documents, exhibits,... regulatory matters related to mutual fund registration documents and... fund financial statements. Prepares and... EDGAR filing process for fund SEC filings. Facilitates execution... fund... read more
Company
Recruiter
Experience
Min 3 yrs required
Location
New York City, NY
Posted Date
Apr 15, 19
Info Source
Recruiter
Total Views
4
In-House Mutual Fund Compliance/ 1940 Act... Paralegal The candidate should have... 3+ years of securities act experience at a large law firm, investment co. or Hedge Fund.... read more
Company
In-House
Experience
Min 5 yrs required
Location
Greenwich, CT
Posted Date
Apr 10, 19
Info Source
Employer
Total Views
3
Trading Documents Paralegal The candidate responsibilities will... all aspects of new fund launches and account trading... asset management, hedge funds, mutual funds, and managed accounts... would be strong a plus. Must have advanced proficiency with Microsoft Office (Word, Excel, Outlook... read more
Company
In-House
Experience
Min 5 yrs required
Location
Boston, MA
Posted Date
Apr 18, 19
Info Source
Employer
Total Views
6
of regulatory filings for mutual funds assigned; Develop a... other documents relating to mutual fund corporate governance matters... assigned; Develop a full understanding of the funds assigned and the regulatory framework involved; Coordinate the compilation of Board and/or Committee materials;... read more
Company
Recruiter
Experience
Min 5 yrs required
Location
Wayne, PA
Posted Date
Apr 16, 19
Info Source
Recruiter
Total Views
1
third-party vendors to distribute fund offering documents and other... with staff of external fund counsel on all fund... filings; Preparing disclosure documents... of experience in a mutual fund firm, investment management... practice... demonstrated understanding of the mutual fund industry and an...... read more
Company
In-House, New York Life Insurance Compan...
Experience
Min 4 yrs required
Location
Jersey City, NJ
Posted Date
Apr 10, 19
Info Source
Employer
Total Views
19
Paralegal - Disclosures Team Responsibilities:... filing and distribution of mutual fund registration statements (prospectuses,... and file other periodic mutual fund regulatory filings (N-CEN,... preparation and distribution of mutual fund proxy materials. Prepare... for and attend shareholder meetings and draft minutes.... read more
Company
In-House, UBS
Experience
Location
Chicago, IL
Posted Date
Apr 11, 19
Info Source
Employer
Total Views
28
behalf of pension funds, mutual funds, hedge funds, charities,... central banks and other institutional clients. Must have successful administrative experience in a fast-paced large enterprise. Must be proficient in Microsoft Office (Outlook, Word, PowerPoint, Excel). Must have proven written and... read more
Company
In-House, OppenheimerFunds Distributor, ...
Experience
Min 2 yrs required
Location
New York City, NY
Posted Date
Apr 19, 19
Info Source
Employer
Total Views
26
Paralegal SAI supplements, and other mutual fund and securities-related SEC... and prepare documentation for Fund Board meetings. Collaborate with... matters. Post and maintain Fund documents on OFI websites... files. Research questions on mutual funds and other securities-related/corporate... comparing against similar OFI Fund products. Assist attorney(s) in...... read more
Company
Recruiter
Experience
Min 1 yrs required
Location
New York City, NY
Posted Date
Mar 29, 19
Info Source
Recruiter
Total Views
4
Corporate Paralegal The candidate must have... investment management, mutual fund, or hedge fund... experience.... read more
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