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Mutual Fund Paralegal Jobs

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Job info
Company
Recruiter
Experience
Min 3 yrs required
Location
New York City, NY
Posted Date
Jan 24, 19
Info Source
Recruiter
In-House Mutual Fund Compliance/ 1940 Act... Paralegal The candidate should have... 3+ years of securities act experience at a large law firm, investment co. or Hedge Fund.... read more
Company
In-House
Experience
Min 2 yrs required
Location
New York City, NY
Posted Date
Feb 19, 19
Info Source
Employer
Total Views
11
Paralegal SAI supplements, and other mutual fund and securities-related SEC... and prepare documentation for Fund Board meetings. Collaborate with... matters. Post and maintain Fund documents on OFI websites... files. Research questions on mutual funds and other securities-related/corporate... comparing against similar OFI Fund products. Assist attorney(s) in...... read more
Company
In-House
Experience
1-3 yrs required
Location
Boston, MA
Posted Date
Feb 12, 19
Info Source
Employer
Total Views
9
of regulatory filings for mutual funds assigned. Develop a... other documents relating to mutual fund corporate governance matters... business experience. 1-3 years of mutual fund paralegal/legal administration experience... preferred. Proficiency in legal requirements of mutual fund governance and registration... required.... read more
Company
In-House
Experience
Min 5 yrs required
Location
Charlotte, NC
Posted Date
Feb 14, 19
Info Source
Employer
Total Views
6
firm business, and the mutual fund and asset management... industry through attendance at functions discussing our business, keeping current on industry and regulatory developments affecting our business, fostering an interest in firm initiatives and new services and products offered, and... read more
Company
Public Interest
Experience
Min 5 yrs required
Location
Reston, VA
Posted Date
Feb 05, 19
Info Source
Employer
Total Views
1
up-to-date. Arrange stock and mutual fund transfers, and records... annuity information in the database. Maintain quarterly reserve account statements. Arrange annual review for Gift Planning Team with fund managers and serves as... Gift Planning liaison with fiduciary representatives as necessary.... read more
Company
In-House, UBS
Experience
Location
Chicago, IL
Posted Date
Feb 20, 19
Info Source
Employer
Total Views
11
behalf of pension funds, mutual funds, hedge funds, charities,... central banks and other institutional clients. Must have successful administrative experience in a fast-paced large enterprise. Must be proficient in Microsoft Office (Outlook, Word, PowerPoint, Excel). Must have proven written and... read more
Company
In-House
Experience
Min 5 yrs required
Location
Scottsdale, AZ
Posted Date
Feb 14, 19
Info Source
Employer
Total Views
11
firm business, and the mutual fund and asset management... industry through attendance at functions discussing our business, keeping current on industry and regulatory developments affecting our business, fostering an interest in firm initiatives and new services and products offered, and... read more
Company
In-House
Experience
Min 5 yrs required
Location
Malvern, PA
Posted Date
Feb 14, 19
Info Source
Employer
Total Views
8
firm business, and the mutual fund and asset management... industry through attendance at functions discussing our business, keeping current on industry and regulatory developments affecting our business, fostering an interest in firm initiatives and new services and products offered, and... read more
Company
Law Firm
Experience
Min 3 yrs required
Location
Seattle, WA
Posted Date
Feb 07, 19
Info Source
Employer
Total Views
6
with proprietary quantitative analysis on defined universe of equity and fixed income securities. Support screening and selection of mutual funds for use in... client accounts and firm's retirement plan models. Vote proxies and maintain records in compliance with proxy policy.... read more
Company
Law Firm
Experience
Location
Boston, MA
Posted Date
Feb 19, 19
Info Source
Employer
Total Views
3
estate funds, debt funds, mutual funds, real estate investment... books. Also handles ongoing fund administration matters, including LP... documentation and coordination with fund administrators, as necessary. Coordinates... electronic due diligence, and electronic submission of documents to the SEC and other... read more
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