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Mutual Fund Paralegal Jobs in In-House

- 11 jobs
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Job info
Company
In-House
Experience
Min 1 yrs required
Location
Bannockburn, IL
Posted Date
Sep 14, 2021
Info Source
Employer
Total Views
3
gathering information from non-proprietary mutual funds for use in... SEC filings. Prepare expense reports and coordinate travel arrangements. Support for legal department matter management system. Support for prospectus content management platform for SEC filings. Prepare permanent files and records for... read more
Company
In-House
Experience
Min 1 yrs required
Location
Boston, MA
Posted Date
Sep 09, 2021
Info Source
Employer
Total Views
12
library, attributes of assigned mutual funds, and departmental procedures.... Maintain mutual fund registrations with the... assigned funds. Review open-end fund shareholder reports for compliance... for registrations of assigned mutual funds, including the following... fund. OR experience in the mutual fund industry. Strong communication...... read more
Company
In-House
Experience
Min 4 yrs required
Location
New York City, NY
Posted Date
Sep 02, 2021
Info Source
Employer
Total Views
3
Paralegal, Rockefeller Asset Management Responsibilities:... in connection with investment fund and transactional closings; including... obtaining signatures from the appropriate parties and updating files and closing sets. Assist with preparation of Form of registration statements for mutual funds, UCITS funds and...... read more
Company
In-House
Experience
Min 1 yrs required
Location
Boston, MA
Posted Date
Aug 22, 2021
Info Source
Employer
Total Views
26
Duties: Provide administrative and paralegal support to legal analysts... of regulations pertaining to mutual funds and other investment... structures. Assist legal analysts and attorneys in following and developing procedures designed to ensure compliance with applicable regulations. Form solid working relationships... read more
Company
In-House
Experience
Min 3 yrs required
Location
Malvern, PA
Posted Date
Aug 14, 2021
Info Source
Employer
Total Views
13
IMG trading and US mutual fund/ETF investments in compliance... with regulatory requirements. Develops subject matter expertise in defining areas of law, such as those relating to money market funds, liquidity risk management, or private placements. Conducts other related responsibilities include... read more
Company
In-House
Experience
2-4 yrs required
Location
New York City, NY
Posted Date
Aug 22, 2021
Info Source
Employer
Total Views
8
Paralegal Responsibilities: Prepare Annual Registration... all comments on the mutual fund disclosures from the... Preparing and reviewing quarterly fund bard materials. Draft and... revise correspondence and assist with the preparation and distribution of various reports and presentation materials. Review memoranda,... read more
Company
In-House
Experience
2-4 yrs required
Location
Atlanta, GA
Posted Date
Aug 17, 2021
Info Source
Employer
Total Views
2
reviews for quality control, fund filings with the SEC,... and supplements to existing fund registrations. Communicating with business... information to facilitate new fund launches and enhancements to... varying deadlines across the fund complexes, which total over... work-related experience in the mutual fund industry or a...... read more
Company
In-House
Experience
2-4 yrs required
Location
San Francisco, CA
Posted Date
Aug 17, 2021
Info Source
Employer
Total Views
1
reviews for quality control, fund filings with the SEC,... and supplements to existing fund registrations. Communicating with business... information to facilitate new fund launches and enhancements to... varying deadlines across the fund complexes, which total over... work-related experience in the mutual fund industry or a...... read more
Company
In-House
Experience
3-5 yrs required
Location
New York City, NY
Posted Date
Aug 18, 2021
Info Source
Employer
Total Views
17
Paralegal mergers, and dissolutions of mutual fund series and corporate... contracts and agreements for mutual funds and corporate entities.... in the preparation of Mutual Fund Registration statements, supplements... requirements. Organize and maintain fund related electronic filings. Prepare... impacting investment advisers and mutual funds. Perform legal research...... read more
Company
In-House
Experience
2-4 yrs required
Location
Boston, MA
Posted Date
Aug 22, 2021
Info Source
Employer
Total Views
4
Paralegal Responsibilities: Prepare Annual Registration... all comments on the mutual fund disclosures from the... Preparing and reviewing quarterly fund bard materials. Draft and... revise correspondence and assist with the preparation and distribution of various reports and presentation materials. Review memoranda,... read more
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