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Marketing compliance Manager (Paralegal)
The candidate will... and other promotions) for compliance with all federal and... for more complex marketing compliance issues, if appropriate. The... in marketing or advertising compliance in a corporate setting...... read more
in the financial services industry with experience in a regulatory or support and control function such as Legal, Compliance, Audit, or Risk, or... senior paralegal with regulatory/litigation experience at... a law firm. Bachelor's degree required with paralegal experience a plus....
Paralegal / Compliance Specialist
The candidate wil... and corporate registration, licensing compliance. Drafting and revising legal... data security and privacy compliance. Relevant regulatory bodies include,... telephone marketing. The day-to-day compliance responsibilities of this role... Assistant General Counsel, **MEMBERS ONLY**SIGN UP NOW***.' compliance program by reviewing marketing... compliance...
In-House Mutual Fund Compliance/ 1940 Act Paralegal
The... candidate must have 3+ years of securities compliance/1940 Act experience at a... large law firm, investment co. or Hedge Fund. Experience assisting with 1940 Act filings and FINRA requirements is needed....
Junior Compliance Paralegal
The candidate will... support the core compliance team and will help... retail clients. Will assist Compliance Associates with the on-boarding... subpoenas. BA/BS preferred or relevant work experience. Must have prior experience in KYC/AML. Should have compliance background....
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Paralegal - Compliance
The candidate will assist... related to the league's compliance function, including: planning, communications,... assisting with preparation of compliance training materials; conducting legal... have 3 years of paralegal experience, preferably within a... law firm, is desired. Bachelor's Degree...
Corporate/Healthcare Compliance Paralegal
The candidate will... support the legal and compliance team in a fast-paced,... assist the legal and compliance team with providing support... Assist with legal and compliance initiatives and interface effectively... with all other departments throughout the organization....
The candidate should... total legal experience. Corporate Paralegal experience that includes some... M&A experience, 1940's Act experience etc. required. Excellent Attention To Detail and Great Writing Skills a must. Strong Technical Skills; MS Office, Redlining/Blacklining, Internet Research, etc....