Officer (CLO) to ensure compliance with applicable SEC laws,... Sarbanes-Oxley and 1934 Act compliance and reports, including 10-K,... and proxy statements. - Collaborate with the CLO and Chief Financial Officer on earnings releases, analyst/investor... conferences, disclosure issues, and shareholder proposals. - P...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Deputy Legal Officer The candidate will be... reporting to the Firm's Chief Legal Officer, assist in managing the... legal affairs of the Firm and strategic planning for risk management. Advise attorneys and administration on legal ethics and professional responsibility, risk management policies, regulatory compliance and proposed business/legal arrangements.... Manage conflicts and client intake process. Advise attorneys on engagement documentation (engagement letters, client outsid... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Chief Compliance Officer The candidate: Ensures... compliance with all applicable laws... and regulations as well as internal policies and procedures in operations, product, lending and credit policy. Lead the design, development and implementation of the Compliance Management System. Effectively represent... at the highest level, while managing audits and exams both internal and external. Continuously monitors competitors and industry best practices to ensure that consumer loan prod... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
**GRAIL is Hiring a Corporate Compliance Counsel** read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Manager - Originations The... candidate will be responsible for providing advisory support, and developing and executing monitoring and testing programs for the Originations functions at company (, sales, telesales, credit risk, and merchant services). Will also work with the CMS/Core Compliance manager to ensure that... the Originations functions are addressed in the Compliance Management System. Also review... marketing materials and serve as the Privacy Com... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Crypto Compliance Lead The candidate will... manage company’s day-to-day crypto compliance operations and assume the... Chief Compliance Officer (and AML Compliance... Officer) role for the... company Cryptocurrency entity. Responsibilities include maintaining regulatory compliance, managing regulatory reporting, managing... state regulatory exams, renewing state licenses and maintaining written supervisory procedures. Owning the regulatory relationships, monitoring federal and state regul... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Corporate Counsel The candidate... will report directly to the Chief Legal Officer and be an integral... member of the legal team. This individual will focus on company reporting, legal operations, debt and equity financings, corporate law and governance matters. Will also engage in contract drafting and negotiation and advising on the legal risks accompanying business strategies and decisions. Support for SEC filings and internal process, including periodic and current rep... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Deputy General Counsel, Chief Ethics & Compliance Officer Duties: Oversee the... growth and implementation of a world-class compliance program that operates to... effectively identify and mitigate legal and regulatory risk and embed the highest standards of compliance and ethics across read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Head of AML Compliance The candidate will lead... and scale a strong anti money laundering (AML) function at the firm. Own and maintain a risk-based AML program, and the relevant systems and controls for our operations enterprise wide. Partner with entity Compliance Officers to ensure the... AML policies reflect evolving regulatory requirements. Closely collaborate with and support various partners across the organization including legal, compliance, and product management leads... i... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Securities/White Collar Litigation Associate The candidate will manage a diverse range of civil and regulatory matters for their corporate and individual clients. In the civil arena, they represent issuers (including Fortune 100 and leading technology and life science companies) and the directors and officers in securities class actions, derivative suits, merger litigation and other civil actions arising from securities-related disputes. Should have major law firm... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Chief Privacy Officer The candidate will lead,... maintain and evolve the Company’s global privacy program and drive strategy to ensure compliance with global privacy and... cybersecurity requirements working closely with the CPO, CISO, CTO, CIO and Corporate Affairs. Will build strong partnerships across all of Intuit’s groups including legal, compliance, information security, HR, technology... infrastructure, product management and development, sales and marketing, data science... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here