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Firm is looking for a Fund/Securities Transactional Attorney for our Delaware, Florida, Maryland, New Jersey, New York, or Texas offices. ## Qualifications * 7+ years of experience with fund formation, governance and transactions and/or securities matters * Applicable...
General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent...
Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
Firm Seeking Corporate Attorneys for Multiple Offices - Apply Now! H1: Join Our Team as a Corporate/M&A/Securities/Finance Transactional Attorney H2: 6+ Years of Experience Required - Competitive Salary and Benefits Offered - Law firm seeking experienced corporate attorneys for multiple offices in Delaware,...
Boca Raton office of our client seeks a senior associate attorney with a... background and portable clients/book of business in the area of corporate transactions and securities. The candidate must have Bar admission....
prestigious law firm in Boca Raton, Florida, is seeking a highly experienced Fund/Securities Transactional Attorney to join its team. The ideal candidate will bring a minimum of 7 years of expertise in fund formation, governance, transactions, and securities matters, along...
law firm located in Boca Raton is seeking a Corporate/M&A/Securities/Finance Transactional Attorney with at least 6 years of experience in corporate, M&A, securities, and/or finance transactions. The ideal candidate will have applicable Bar admission for the jurisdiction of interest, strong...
Firm Seeks Broker-Dealer Regulatory Attorney with Industry Experience - Job ID: 1836 - Position: Associate (Lateral) - Department: Business - Open Date: Friday, May 10, 2024 - Job Function: Legal H1: Join Our Team as a Broker-Dealer Regulatory Attorney...
candidate will have significant experience in leading '34 Act compliance and '33 Act securities work, along with a robust background in capital markets transactions. This position... requires a self-motivated, confident, and personable team player with outstanding professional and academic credentials. ...