Title: Global Risk & Compliance Counsel Job Responsibilities: - Program Enhancement & Strategy: - Lead the maturation of the company’s enterprise-wide ethics and compliance program, enhancing its effectiveness and scalability. - Manage the evaluation and implementation of an Enterprise Risk Management (ERM)...
Title: In-House Lawyer - Conflicts Job Responsibilities: - Analyze and resolve professional, legal, regulatory, and commercial issues related to business acceptance and client engagement, focusing on business/commercial conflict issues and professional and legal conflicts issues. - Undertake initial assessments regarding anti-money laundering, sanctions,...
Title: Sr. Director, Fund Compliance Job Responsibilities: Regulatory Compliance and Oversight: - Develop, implement, and maintain the compliance framework for the company’s real estate investment funds, ensuring adherence to . securities laws, AIFMD, and other applicable global regulations. - Monitor regulatory developments and assess...
Title Sr. Director, Legal Compliance-Fund Job Responsibilities Regulatory Compliance and Oversight: - Develop, implement, and maintain the compliance framework for the company’s real estate investment funds, ensuring adherence to . securities laws, AIFMD, and other applicable global regulations. - Monitor regulatory developments and assess impact...
Title: Associate, HONORS Program-1 Job Responsibilities: The Associate in the HONORS Program is tasked with making significant contributions to the organization's Enforcement investigations and decisions regarding disciplinary actions against individuals and firms in the financial industry. This entry-level role allows the Associate...
Title: Financial Crime And Sanctions In-House Lawyer Job Overview: A law firm in San Francisco, CA, is seeking an experienced Financial Crime And Sanctions In-House Lawyer to oversee and manage day-to-day operations related to anti-money laundering (AML) and sanctions compliance....