Job Title: 40 Act Attorney Job Responsibilities: The 40 Act Attorney... at the company will... and non-listed real estate investment trusts (REITs). The primary responsibilities include: - Drafting, reviewing, and maintaining registration statements and related materials for funds and other securities offerings. - Coo...
and leadership to support critical business initiatives in a fast-paced and high-stakes environment. The primary responsibilities include: - Counseling and providing practical solutions to address business and legal risks in areas related to regulatory matters, particularly regarding the... operation of SE...
Title: Insurance Transactional + Regulatory Associate Job Responsibilities: The Insurance Transactional... + Regulatory Associate will be part... the Insurance Transactional + Regulatory Practice Group at the... strategic counsel to insurance companies, reinsurers, brokers, and other industry stakeholders. - Ensuring compliance with regulatory frame...
array of legal and regulatory matters concerning the formation,... structuring, distribution/marketing, and operation of private funds. This includes preparing and negotiating private placement memoranda, partnership agreements, term sheets, side letters, placement agreements, investment management agreements, and other fund-related documents. - Support...
Counsel Job Responsibilities: - Advising on regulatory issues relevant to the... on activities of limited-scope broker/dealer and retail-adjacent activities of... the investment adviser, including licensing, marketing, and disclosure rules. - Assisting in drafting and negotiating distribution and service agreements with intermediaries. - Advising on...
company's FX Markets, LLC, the company's SEF, LLC, a swap execution facility regulated by the Commodity Futures Trading Commission (CFTC), and the company's Fixed Income Markets, LLC, a broker-dealer regulated by the Securities... and Exchange Commission (SEC)... and FINRA. Th...
Job Title: Wealth Management Attorney - Vice President, Assistant... legal contact supporting the broker-dealer and investment advisory products,... services, and sales channels for retail businesses within . Morgan Wealth Management. - Advise on a wide range of projects and initiatives that...
an Insurance Transactional and Regulatory Associate in Chicago, IL.... The successful candidate will join a team specializing in insurance laws, regulations, and corporate transactions, providing strategic counsel to industry on investment compliance with broker-dealer mergers, acquisitions, and......