experience to join its Investment Funds practice group in... and operation of private investment funds, including private equity... funds, real estate funds, and other alternative investment vehicles. The ideal candidate... will have experience in fund formation and related corporate matter...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Junior Investment Management and Real... Estate Capital Markets Associate The candidate should have a . degree. Must have 2-4 years of experience. Should preferably have 2+ years of strong experience with the establishment and representation of private investment funds and their advisers,... including both domestic and international private equity, real estate, VC, and hedge funds. Experience with Advisers Act regulatory matters, representing institutional investors... in private... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Chief Compliance Officer, Investment Adviser, VFA The candidate... reports to the Chief Compliance Officer of Group Retirement and will have Compliance oversight of the Investment Advisory activities of VALIC... Financial Advisors, Inc. (VFA). The individual that fills this position will hold the following key responsibilities: Lead, manage and deliver an effective compliance function supporting VFA‘s Investment Advisory program. Establish strong... working relationships with interna... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate General Counsel - Investment Company Act of 1940... The candidate will be responsible for supporting all aspects of legal and regulatory matters relating to the... firm’s retail and annuity-dedicated funds. This individual would be involved in tasks relating to fund registration statements, fund board meetings, strategic initiatives, new regulations and general fund matters. Will provide leadership and support on fund and investment adviser disclosure matters and... initiat... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Funds Chief Compliance Officer Job ID #: 56190 Location: TX-Houston Functional Area: Compliance Company Name: SunAmerica Asset Management Corp Employment Type: Full Time - Regular Education Preferred: JD Experience Required: 10+ years Relocation Provided: Yes Position Description The Chief Compliance Officer (CCO) for SunAmerica Asset Management Company (SAAMCo) will lead a seven-person, two location team responsible for overseeing compliance programs for... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Chief Compliance Officer Senior Management Team Houston, Texas Apply Description Quantlab Financial., is seeking a Chief Compliance Officer to join our Houston team in order to manage our compliance functions for SEC registered investment advisors and collaborate on... global compliance and compliance for FINRA regulated broker dealer. You will be responsible for ensuring compliance with regulatory requirements and managing an... effective compliance program. You will h... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Finance and Securities Litigation Attorney The candidate will work in the regulatory enforcement area. Will serve... in the representation of financial institutions, public companies, broker-dealers, investment advisers, and individuals in... connection with regulatory enforcement and related litigation... matters. Securities or commodities enforcement, SEC, CFTC and/or FINRA experience would be particularly valuable. Must have 2-4 years of experience. Must be admitted to Texas Bar.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Consultant, Consulting Services Department - NRS The candidate will provide compliance-consulting services to assigned department clients. Will work closely with investment adviser and/or broker dealer... clients to assist in the identification of compliance issues, provide recommendations based in applicable regulations, prepare and file firm registration documents, draft disclosure documents, conduct on-site compliance reviews, and provide consulting services on a variety of... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Ranked Law Firm seeks junior investment management and RECM... and representation of private investment funds and their advisers,... domestic and international private equity, real estate, VC and hedge funds. Experience with Advisers Act regulatory matters, representing institutional investors... in private... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
mutual funds on all regulatory and compliance matters as... well as representing registered investment advisers that advise mutual... candidate will join its investment management/investment funds practice group.... in working with registered investment advisers and mutual funds.... Must be admitted to... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
will work in the regulatory enforcement area. Will serve... institutions, public companies, broker-dealers, investment advisers, and individuals in... connection with regulatory enforcement and related litigation... matters. Securities or commodities enforcement, SEC, CFTC and/or FINRA experience would be particularly valuable. Mu... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here