The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Chief Compliance Officer, Investment Adviser, VFA The candidate... reports to the Chief Compliance Officer of Group Retirement and will have Compliance oversight of the Investment Advisory activities of VALIC... Financial Advisors, Inc. (VFA). The individual that fills this position will hold the following key responsibilities: Lead, manage and deliver an effective compliance function supporting VFA‘s Investment Advisory program. Establish strong... working relationships with interna... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Funds Chief Compliance Officer Job ID #: 56190 Location: TX-Houston Functional Area: Compliance Company Name: SunAmerica Asset Management Corp Employment Type: Full Time - Regular Education Preferred: JD Experience Required: 10+ years Relocation Provided: Yes Position Description The Chief Compliance Officer (CCO) for SunAmerica Asset Management Company (SAAMCo) will lead a seven-person, two location team responsible for overseeing compliance programs for... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Chief Compliance Officer Senior Management Team Houston, Texas Apply Description Quantlab Financial., is seeking a Chief Compliance Officer to join our Houston team in order to manage our compliance functions for SEC registered investment advisors and collaborate on... global compliance and compliance for FINRA regulated broker dealer. You will be responsible for ensuring compliance with regulatory requirements and managing an... effective compliance program. You will h... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Consultant, Consulting Services Department - NRS The candidate will provide compliance-consulting services to assigned department clients. Will work closely with investment adviser and/or broker dealer... clients to assist in the identification of compliance issues, provide recommendations based in applicable regulations, prepare and file firm registration documents, draft disclosure documents, conduct on-site compliance reviews, and provide consulting services on a variety of... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Officer, Broker-Dealer, VFA The candidate reports to the Chief Compliance Officer of Group Retirement and will have Compliance oversight of the Broker-Dealer activities of VALIC Financial Advisors, Inc. (VFA). The individual that fills this position will hold the following key responsibilities: Lead, manage and deliver an effective compliance function supporting VFA‘s Broker-Dealer program. Establish strong working relationships with internal and external bu... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
# Tax Consultant II - Business Tax Services - Investment Management - Private Equity... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
# Assistant General Counsel Corebridge Financial is... looking for an experienced Assistant General Counsel to join their Global... Legal, Compliance, Regulatory and Government Affairs department.... The successful candidate will provide strategic and tactical legal advice and transaction support on a wide variety of broker-dealer and investment advisory issues. ##... Who we are Corebridge Financial helps people make some of the most meaningful decisions they’re ever going to ma... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Tax Senior - Financial Services Industries - Hedge Fund Tax Tax Seniors are in high demand in the Hedge Fund Tax practice at read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Tax Senior - Financial Services Industries - Hedge Fund Tax Are you a leader and passionate about financial products and understand tax planning and returns? Do you have a solid understanding of Subchapter K related to hedge fund structures, financial products and related tax adjustments, and aggregate allocations? If so, then this is the position for you! read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Tax Senior Manager - Investment Management - Private Equity... (Central Region Office Locations) - Competitive salary range of $128,520 to $238,680 - Available in 4 locations: Chicago, Illinois; Dallas, Texas; Denver, Colorado; Houston, Texas - Minimum of 8 years of corporate or international tax experience required - Ability to co-locate in person 2-3 days per week in a hybrid work model - Seeking candidates with advanced degrees and certifications such as CPA, Attorney,... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here