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Investment Banking Compliance Attorney Jobs in Columbus

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Job info
Company
In-House
Experience
Min 4 yrs required
Location
Columbus, OH
Posted Date
Sep 19, 18
Info Source
Employer
Total Views
2
Counsel - Wealth Management, Investment Solutions The candidate will... and support to the Investment Solutions business team, with... Bank regulatory issues impacting investment advisers. Will advise the... issues relevant to discretionary investment, asset allocation and due... resolve issues impacting the Investment Solutions business. Coordinate as... investment... read more
Company
In-House
Experience
Min 5 yrs required
Location
Columbus, OH
Posted Date
Sep 19, 18
Info Source
Employer
Total Views
36
of Legal, Corporate Tax, Compliance, Supervision and Risk to... address day to day questions and other issues. Provide Legal coverage of regulatory change implementation. Assist in the development of policies, procedures, systems and training materials. Advise on resolution of disputes... read more
Company
In-House, JPMorgan Chase & Co,
Experience
Min 3 yrs required
Location
Columbus, OH
Posted Date
Sep 19, 18
Info Source
Employer
Total Views
11
teams, as well as Compliance, Sales Management, attorneys representing... company. Experience in the investment management and securities brokerage... Act, Securities Exchange Act, Investment Advisers Act of 1940,... Investment Company Act and FINRA... equivalent. Must be in compliance with all relevant licensing...... read more
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