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Finra Attorney Jobs

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SPONSORED JOB
Company
FINRA.
Experience
Min 4 yrs required
Location
New York City, NY
Posted Date
Dec 05,18
Info Source
Total Views
5
- Enforcement The candidate plans for and participates in various tasks related to investigations pertaining to sales practice and trading violations by member firms and associated persons including the gathering of... read more
SPONSORED JOB
Company
FINRA.
Experience
Min 9 yrs required
Location
New York City, NY
Posted Date
Dec 06,18
Info Source
Total Views
11
hearings as its staff attorney including marshaling, organizing and... presenting documentary and testimonial evidence, cross-examining witnesses, and providing opening and closing arguments. Evidence increased ability to conduct settlement and related... read more
SPONSORED JOB
Company
FINRA.
Experience
Min 9 yrs required
Location
Rockville, MD
Posted Date
Dec 06,18
Info Source
Total Views
6
hearings as its staff attorney including marshaling, organizing and... presenting documentary and testimonial evidence, cross-examining witnesses, and providing opening and closing arguments. Evidence increased ability to conduct settlement and related... read more
Company
Law Firm
Experience
2-3 yrs required
Location
New York City, NY
Posted Date
Dec 08, 18
Info Source
Employer
Total Views
3
Must have 2-3 years of relevant law firm experience. Must have skills and knowledge related to regulatory matters with the SEC and FINRA. Must have excellent writing,... advocacy, and analytical skills. Must have excellent academic records and strong communication abilities.... read more
Company
Recruiter, BCG Attorney Search
Experience
3-10 yrs required
Location
New York City, NY
Posted Date
Dec 09, 18
Info Source
Recruiter
Total Views
4
bank/investment management regulatory associate attorney with 4+ years of... of the Comptroller of the Currency, the Federal Deposit Insurance Corporation, and various state bank regulatory agencies is needed. Knowledge related to regulatory matters with the SEC and FINRA is essential.... read more
Company
Public Interest, FINRA.
Experience
Location
Washington, DC
Posted Date
Dec 03, 18
Info Source
Employer
Total Views
30
Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified... including appeals taken from FINRA's Membership Application Program. ... decisions rendered by other FINRA departments. Provide interpretative... to Member Regulation staff, FINRA membership, and other interested... parties with respect to FINRA's rules Provide regulatory... **MEMBERS ONLY**SIGN UP NOW***... read more
Company
Law Firm, Atrium LLP
Experience
Min 5 yrs required
Location
San Francisco, CA
Posted Date
Nov 21, 18
Info Source
Employer
Total Views
16
Should preferably be an attorney with 5-8 years of... at the CFTC, FinCEN, FINRA or SEC is ideal.... experience as a practicing attorney in a law firm,... bank, fintech company or equivalent experience. Must have extensive experience with areas of... read more
Company
Law Firm
Experience
2-3 yrs required
Location
Washington, DC
Posted Date
Dec 08, 18
Info Source
Employer
Total Views
2
Must have 2-3 years of relevant law firm experience. Must have skills and knowledge related to regulatory matters with the SEC and FINRA. Must have excellent writing,... advocacy, and analytical skills. Must have excellent academic records and strong communication abilities.... read more
Company
Law Firm
Experience
Min 4 yrs required
Location
New York City, NY
Posted Date
Dec 08, 18
Info Source
Employer
Total Views
5
Deposit Insurance Corporation, and various state bank regulatory agencies. Must have skills and knowledge related to regulatory matters with the SEC and FINRA. Must have excellent writing,... advocacy, and analytical skills. Must have excellent academic records and strong communication abilities.... read more
Company
Public Interest, FINRA.
Experience
Min 10 yrs required
Location
Atlanta, GA
Posted Date
Dec 03, 18
Info Source
Employer
Total Views
21
of the EVP and **MEMBERS ONLY**SIGN UP NOW***. Serve as the authority... on Member Supervision matters for FINRA’s Office of Government Affairs related to information responsive to requests from external parties such as Congress, GAO and state securities regulators. Leverage comprehensive knowledge of... read more
Company
Law Firm
Experience
Min 4 yrs required
Location
Washington, DC
Posted Date
Dec 08, 18
Info Source
Employer
Total Views
2
Deposit Insurance Corporation, and various state bank regulatory agencies. Must have skills and knowledge related to regulatory matters with the SEC and FINRA. Must have excellent writing,... advocacy, and analytical skills. Must have excellent academic records and strong communication abilities.... read more
Company
Recruiter, BCG Attorney Search
Experience
3-10 yrs required
Location
Washington, DC
Posted Date
Dec 09, 18
Info Source
Recruiter
Total Views
2
bank/investment management regulatory associate attorney with 4+ years of... Office of the Comptroller of the Currency, the Federal Deposit Insurance Corporation, and various state bank regulatory agencies is needed. Knowledge related to regulatory matters with the SEC and FINRA essential.... read more
Company
Public Interest, FINRA.
Experience
Location
Rockville, MD
Posted Date
Dec 03, 18
Info Source
Employer
Total Views
15
Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified... possible violations of relevant FINRA rules and the federal... of possible violations of FINRA rules and the federal... requests for information from FINRA members and other constituents.... well as the relevant FINRA rules and federal securities... **MEMBERS ONLY**SIGN UP NOW***... read more
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