Counsel Job Responsibilities: - Advising on regulatory issues relevant to the... . client-facing business, including SEC, CFTC, FINRA, NFA requirements. - Advising on activities of limited-scope broker/dealer and retail-adjacent activities of the investment adviser, including licensing, marketing, and disclosure rules. - Assisting in drafting...
Job Title: Insurance Transactional + Regulatory Associate Job... Responsibilities: The Insurance Transactional + Regulatory Associate... be part of the Insurance Transactional + Regulatory Practice... the complex landscape of insurance laws and regulations. - Providing... strategic counsel to insurance companies, reinsurers, brokers, and... stakeholders. - Ensuring compliance with regulatory frame...
Job Title: 2026 Entry-Level Associate - Investment Management Job... Responsibilities: As an entry-level associate in the Investment... on various aspects of fund formation, governance, regulatory compliance, and disputes. The... responsibilities include serving as fund and independent counsel and delivering comprehensive legal service...
Corporate Counsel Job Title Assistant Corporate Counsel Job Responsibilities The Assistant Corporate Counsel at the company is responsible for a variety of legal duties under the guidance of the Deputy General Counsel and Chief Legal Officer. Key responsibilities include: - Contract Drafting,...
privacy issues and privacy compliance matters. - Identify and... contribute to the resolution of privacy-related legal issues with a broad and complex bank of risk exposure. - Collaborate with a cross-functional team to develop and conduct risk assessments. - Review...
law firm seeks an Insurance Transactional and Regulatory Associate... join a team specializing in insurance laws, regulations, and corporate... transactions, providing strategic counsel to industry on fund formation and investment compliance with broker-dealer mergers,... acquisitions, and restructurings....