Job Title: Investment Management Associate - Junior... - Mid-level Job Responsibilities: The Investment Management Associate will be... part of the Investment Management sub-group within the... responsibilities include: - Engaging in investment management transactional work, particularly... Demonstrating familiarity with the Investment Advisers Act of 1940... Investment...
Title: Regulatory & Compliance Attorney Job Responsibilities: The Regulatory & Compliance Attorney is tasked with overseeing the compliance function within the company. Reporting to the Chief Compliance Officer (CCO), the attorney's responsibilities include ensuring that the company adheres to all regulatory requirements,...
Associate - Corporate - Investment Funds Regulatory Job Responsibilities... an Associate in the Investment Funds Regulatory Practice at... and compliance advice to investment advisers, family offices, and... other financial institutions globally. This includes operating and managing private equity funds, private...
Job Title: 40 Act Attorney Job Responsibilities: The 40 Act... Attorney at the company... duties related to registered investment products, including privately offered... and non-listed real estate investment trusts (REITs). The primary... responsibilities include: - Drafting, reviewing, and maintaining registration statements and related...
Title: Securities Services Attorney - Executive Director Job Responsibilities: - Provide legal advice and support on complex transactional matters, including negotiating agreements for agency securities finance, custody, and fund services with institutional clients. - Collaborate with stakeholders across Securities Services product areas, including...
Job Title: Investment Funds, Regulatory Associate Job Responsibilities: -... fund governing documents. - Advise clients on compliance with applicable rules and regulations. - Prepare SEC filings. - Respond to examinations. Education and Experience Information: - 1-3 years of investment funds-related regulatory experience at... a global law fi...
Firm is seeking an Investment Funds Regulatory Associate ... regulatory experience for its Investment Funds Regulatory Practice. The... successful candidate will possess strong working knowledge of the Investment Advisers Act of 1940... and the Investment Company Act of 1940.... Priva...
Associate — Corporate — Investment Funds Regulatory H1:... as an Associate in Investment Funds Regulatory Practice ... Seeking Experienced Associate in Investment Funds Regulatory Practice ... of Associate in the Investment Funds Regulatory Practice. This... is a great opportunity...
the prestige and challenge of Fortune 500 companies including dot coms, while enjoying the sunny lifestyle of the Southwest at this very busy, larger firm. Well-reputed in intellectual property, civil and securities litigation and corporate transactional practices, it is always...
the prestige and challenge of Fortune 500 companies including dot coms, while enjoying the sunny lifestyle of the Southwest at this very busy, larger firm. Well-reputed in intellectual property, civil and securities litigation and corporate transactional practices, it is always...
legal industry. We not only have the best **Members Only** positions, but we also have the most. Investment Services Paralegal Duties: Prepare and review filings with the Securities and Exchange Commission through the EDGAR system for mutual funds, investment advi...
associate to join its Investment Funds Regulatory practice in... sponsors, including fund formation, SEC compliance, and enforcement matters. The ideal candidate will have a strong foundation in investment funds regulation and a... working knowledge of core securities laws applicable to...