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is seeking a Corporate Investment Funds Regulatory Associate Attorney... should comprehensively understand the Investment Advisers Act of 1940... and the Investment Company Act of 1940,... with additional experience in... private equity and hedge fund formation.Duties:Provide legal counsel and support on...
guidance to clients on matters related to registered investment companies, including mutual funds,... ETFs, closed-end funds, interval funds, tender offer funds, and business development companies. They will also advise investment advisers on business and... regulatory matters, collaborating closely with clients,...
IL, is seeking an Investment Funds, Regulatory Associate Attorney... years of experience in Investment Management. The ideal candidate... strong familiarity with the Investment Advisers Act of 1940,... Investment Company Act of 1940,... Act formation and operation of investment funds.Duties and Responsibilities:Provide legal......
firm is seeking an Investment Services Associate Attorney to... multiple matters simultaneously, primarily dealing with registered investment companies, investment advisers, and... federal securities laws compliance. Duties:Manage multiple matters concurrently within the realm of investment servicesProvide legal counsel on... regulatory and com...
IL, is seeking an Investment Services Associate Attorney with... in working with registered investment companies, investment advisers, and... or key role in transactions, particularly those related to investment company reorganizations or mergers,... and possess experience with mutual funds, exchange-traded...
following notices: EEO is the Law poster and supplement; Employee Rights and Responsibilities under the Family and Medical Leave Act; Employee Polygraph Protection Act... and Pay Transparency Nondiscrimination... Provision. H1: Senior Business Line Compliance Officer -...
Sr. Compliance Officer, Asset Management - Alternatives at Northern Trust H2: About the Company: - Fortune 500 company founded in 1889 - Over 22,000 partners worldwide - Offers innovative financial services to individuals, families, and institutions H2: About the...
& Regulatory Associate to join their dynamic team. This is a mid-level to senior associate position, available in all of the firm's offices. Responsibilities: - Provide legal counsel to registered investment advisors and broker-dealers on... compliance and regulatory...
experience in compliance and regulatory matters. The ideal candidate will have a robust background in counseling registered investment advisors and broker-dealers on... complex regulatory issues. This role demands high expertise in statutory and regulatory analysis, legal writing, and communication skill...
the legal profession. Our Investment Funds Group is highly... in the areas of investment management, private funds and... & Ellis LLP - Investment Funds, Regulatory Associate** ... **MEMBERS ONLY**SIGN UP NOW***. is a global law firm that offers excellent opportunities...