Title Counsel Job Responsibilities - Provide independent, objective, thorough, timely, and well-researched legal advice and counsel to business partners on legal matters. - Enable management and key decision-makers to assess legal risks of various courses of action to support company...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
4 - WIM - Operations Support The candidate will report directly to the WIM Deputy General Counsel and will serve as the primary legal support to the Chief Operations Officer for WIM. Will also support remediations, both self-identified and regulatory, drive modernization in increasing e-delivery and e-signature usage across the WIM client facing platforms, and serve as the coordination point on key vendor contracts. A key part of this role will be to advise on a numb... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Corporate Counsel The candidate will be advising on the creation and monitoring of stable value and market-valued investment products in a way that anticipates and mitigates legal and regulatory risks. Should have knowledge of insurance laws, securities law exemptions and the aspects of ERISA that apply to retirement plans and products. Broker-dealer/FINRA expertise is a plus.... Must have an appetite for learning new legal disciplines, and the legal and business talent to find... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel - Securities and Insurance The candidate will provide general legal services as directed. Work product is primarily for internal law department needs, but may be for specific practice group(s) to in-house constituents. Will be working with a team of ambitious and engaged professionals who bring fresh ideas and diverse perspectives to help us continually shake up the status quo and stay on the forefront of our legal processes and procedures. Will learn what it... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Analyst The candidate investigate and respond to customer complaints received directly or by way of FINRA, SEC and/or State Regulators, concerning a variety of products and services such as Variable Annuities, Brokerage, Advisory, REITs, DPPs, etc. Perform thorough research based on allegations outlined in the complaint. Provide outstanding customer service to both internal and external customers throughout the complaint resolution process. Evaluate complai... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel The candidate's duties include: Interface with and support Legal Leadership and senior management on complex legal and regulatory matters including, regulatory inquiries and examinations, legal opinions, contract negotiations, litigations, and arbitrations; Interface externally in a professional and courteous manner, including with outside counsel, to achieve the Company’s common goals and ensure communication of those goals and statuses to all necessary... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Analyst The candidate will work under the direction of the compliance director. Reviewing, investigating, resolving, and responding to customer complaints. Reviewing, investigating, and responding to regulatory inquiries regarding representative business practices and customer related disputes. Overseeing the handling and resolution of arbitration claims and legal matters involving the firm by working in conjunction with both internal and external legal counsel. C... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Regulatory Compliance Analyst. Will be managing all aspects of the legal or regulatory case including research, regulatory reporting, responses to regulators, responding to requests for information and documents from inside and outside counsel, coordinating payments with the firms Errors and Omission carrier and handling the case to resolution and/or settlement. Will handle all customer complaints, regulatory inquiries, and litigation and arbitration matters. Will... als... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Attorney. Duties: Assist in the... development of procedures for monitoring compliance with state and federal securities laws and self-regulatory rules, including regulations pertaining to the development of compliance programs for investment companies and investment advisers. Supervise accountants and less experienced attorneys in the performance of legal reviews of divisions’ operations. Work with operations following legal reviews. Assist corporate compliance and corp... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Attorney. Duties: Assist in the... development of procedures for monitoring compliance with state and federal securities laws and self-regulatory rules, including regulations pertaining to the development of compliance programs for investment companies and investment advisers. Supervise accountants and less experienced attorneys in the performance of legal reviews of divisions’ operations. Work with operations following legal reviews. Assist corporate compliance and corp... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
General Counsel The candidate will interface with and assist the General Counsel and senior management on complex legal and regulatory matters including, regulatory inquiries and examinations, legal opinions, contract negotiations, litigations, arbitrations and human resource matters. Will plan, organize and manage work activities assigned to corporate legal team by the General Counsel. Negotiate agreements and draft contracts for complicated services and 0relation... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here