Title: Securities Legal Counsel Job Responsibilities: The Securities Legal Counsel is responsible for providing securities-focused legal counsel to support the registered investment adviser (RIA) and related financial services entities of the company. Key responsibilities include: - Drafting, reviewing, and maintaining advisory client agreements,...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Litigation Counsel The candidate will... be performing legal research and writing;. Will be developing deep knowledge of the business and actively monitoring anticipated litigation matters and activities that... could give rise to litigation. Managing simple to complex... litigation matters with outside counsel... as assigned. Managing the discovery process, fact and evidence gathering. Participating in witness interviews and depositions. Reviewing and providing input on a range of plea... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
– Real Estate The candidate will be supporting the enterprise-wide Real Estate function and the Senior Counsel, Procurement and Real Estate to improve existing processes, templates drive best practices in supplier relationships. Will help lead the firm law department to become a world-class high-performing organization. Negotiate, draft and advise the Real Estate Team on all types of commercial leases, purchase agreements, buildout/architectural agreements, constru... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Litigation Counsel DUTIES: Assist in... managing broker-dealer, life insurance, and general... litigation. Address securities customer complaints.... Respond to inquiries from state, federal, and self-regulatory organizations, including state Departments of Insurance and FINRA. Respond to state inquiries relating to unemployment and workers' compensation claims. Assist in placement and management of the company’s corporate insurance program, and work on special projects.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Securities Compliance Attorney/Officer RESPONSIBILITIES: Interpret new and... existing securities laws and regulations and use knowledge and experience to provide guidance to business units across the broker-dealer and registered investment adviser.... Analyze existing policies, procedures, processes, and controls to determine gaps or areas for improvement. Lead or assist in leading initiatives or projects to mitigate the risk. Serve as subject matter expert and represent Complian... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Junior Attorney The candidate will investigate... broker-dealer or general litigation filed... against the company and will assist in developing and implementing strategy, drafting or editing pleadings and in staying on top of deadlines. Will also research and resolve consumer complaints related to securities products, including mutual funds, variable annuities, managed accounts and 529 plans, as well as other services provided by the firm Companies’ sales force and will assist... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Financial Institutions Litigation and Regulation Associate The... candidate will join the transactional practice of its Financial Institutions Litigation and Regulation Group. The... practice involves capital markets, M&A, corporate governance and financial and regulatory matters for banks, broker-dealers and other financial institutions.... Should have 2 years of large law firm experience working on sophisticated corporate, securities and M&A matters. Additionally, should have excel... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Regulatory Enforcement Litigation Associate The candidate... should have excellent academic records with 3-4 years of litigation experience to work in... the regulatory enforcement area. Financial services litigation, securities enforcement, arbitration, SEC,... DOJ, FINRA and/or DOL experience would be particularly valuable. Regulatory experience specifically with the SEC or FINRA would be a plus. Must have excellent writing, advocacy, and analytical skills and will be sought to a... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Financial Institutions Litigation and Regulation Associate The... candidate must be a mid-level associate to handle capital markets, M&A, corporate governance and financial and regulatory matters for banks, broker-dealers and other financial institutions.... Should preferably have 2+ years of large law firm experience working on sophisticated corporate, securities and M&A matters. Must have excellent drafting and negotiations skills, superior academic background and a desire for t... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Capital Markets Attorney The candidate will work... on a contract basis for the Debt and Equity Capital Markets and Mergers and Acquisitions businesses of a corporate legal department. Duties will include: Reviewing and drafting contracts, working with underwriters' counsel and investment bankers on transactions; Helping to develop, document and structure new products, and managing outside counsel on securities-related litigation; Working with the Compliance... Department in draft... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Securities Litigator The candidate should have 2-4 years of experience at a major law firm and top academic credentials. Should have experience representing a range of entities such as broker-dealers, investment advisors, clearing firms... and securities firms. The candidate should have experience with defense of enforcement matters before related industy regulators such as FINRA and the SEC. Must be a member of the Georgia Bar, or willing to become a member.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here