and private offerings. - Interpret and apply federal securities laws, including the Securities Exchange Act of 1934, Investment Advisers Act of 1940,... and Investment Company Act of 1940. -... Handle ADV/Form BD/Form PF filings, and ongoing disclosure obligations. - Review and draft compliance...
Job Title: Business Law/Investment Management Senior Counsel or Associate Job... involves working within the investment management team of the... Business... a wide variety of investment management matters. Key responsibilities... include: -... compliance and formation for investment advisers, investment companies, and... broker-dealers. - Representation...
Job Title: Business Law/Investment Management Senior Counsel or Associate Job... a part of the investment management team within the... Business... handling a variety of investment management matters. Key responsibilities... include: -... compliance and formation for investment advisers, investment companies, and... broker-dealers. - Representation...
at least eight years of experience to join the investment management team in Milwaukee,... Wisconsin. The candidate should have experience in investment management matters, including regulatory... compliance, institutional investor representation, and private fund on investment adviser, investment company, an......