Organization: FINRA Job Title: Principal Analyst, Risk Monitoring - Capital Markets - All FINRA Locations Experience: Senior-level position Salary Range: Varies by location and factors such as skill set, experience, and education Job Requisition ID: R-009083 Responsibilities:...
Title: Associate Director Job Responsibilities The Associate Director (AD) at the organization is a newly established role aimed at enhancing the organization's capacity and creative output in its programs and services. The AD will work closely with the Executive Director (ED) and...
Friendly Job Title: Associate Principal Analyst, Risk Monitoring - All Locations H1: Join Our Team as an Associate Principal Analyst, Risk Monitoring H2: Help Protect the Financial Industry - Apply Today! Job Summary: We are seeking...
FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an equal opportunity employer and provides equal opportunity to all individuals without regard to race, color, religion, sex, gender identity, sexual orientation, national...
Principal Analyst, Risk Monitoring - Capital Markets at FINRA is a senior-level position responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members. This position reports to a Risk Monitoring Director and supports the direct manager in...
Analyst, Risk Monitoring - All FINRA Locations FINRA is currently seeking a Principal Analyst, Risk Monitoring to join our team in various locations across the US. The ideal candidate will have experience in risk monitoring and assessments, as well...
Principal Investigator, NCP – IRG – All FINRA Locations: - SEO friendly job title: Senior Principal Investigator at FINRA - H1 heading: Join FINRA as a Senior Principal Investigator - H2 heading: About the Role: Senior Principal Investigator, NCP...
Principal Investigator, VAST - All FINRA Locations locations Boca Raton, FL (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA...
Principal Investigator, VAST - All FINRA Locations locations Boca Raton, FL (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA...
Principal Investigator, NCP - IRG - Any Finra Location locations Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations...
Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) time type...
Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) time type...
Enforcement Apply time type Full time posted on Posted Today job requisition id R-008956 The Enforcement Director manages a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from...
MS OPS - All FINRA Locations Apply Logo time type Full time posted on Posted Today job requisition id R-008908 The Director will provide strategic leadership and guidance and establishes procedures...
MS OPS - All FINRA Locations Apply Logo time type Full time posted on Posted Today job requisition id R-008908 The Director will provide strategic leadership and guidance and establishes procedures...
Title: Director, Operations, Procedures and Standards Experience: Significant securities, compliance or financial regulatory experience Salary Information: - California: Minimum Salary $150,600, Maximum Salary $305,000 - Colorado/Hawaii/Minnesota/Vermont: Minimum Salary $131,100, Maximum Salary $254,000 - Illinois: Minimum Salary $144,000, Maximum Salary $279,500...
is an Equal Opportunity and Affirmative Action Employer SEO-Friendly Job Title: Senior Director, Financial Intelligence Fusion Center, Member Supervision H1: Join FINRA as a Senior Director of Financial Intelligence Fusion Center H2: Lead and Develop the New...
is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin, race, religion, sex, sexual orientation, gender identity, veteran status or any...
also provides a comprehensive benefits package. Organization: FINRA Department: Risk and Examinations Job Title: Examination Manager Experience: Significant securities, compliance or financial regulatory experience required, moderate experience managing projects and/or people preferred Education: Bachelor's Degree...
Principal Investigator, NCP - IRG - All FINRA Locations Locations: - New York, NY (Job Posting) - Jersey City, NJ (Job Posting) - Jericho, NY (Job Posting) - Denver, CO (Job Posting) - Dallas, TX (Job Posting) - Boston,...
is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin, race, religion, sex, sexual orientation, gender identity, veteran status or any...
Friendly Job Title: Principal Investigator, High Risk Representatives - FINRA H1: Join FINRA as a Principal Investigator for High Risk Representatives H2: Explore a Career as a Principal Investigator with FINRA Organization: FINRA Department: Specialist Teams...
Principal Investigator, NCP - IRG - All FINRA Locations The Associate Principal Investigator, NCP - IRG, will conduct intake and assessment of regulatory intelligence received through various sources, including internal sources, regulatory tips, customer complaints, and firm regulatory filings....
Vice President, Enforcement Legal Location: New York, NY; Jersey City, NJ; Jericho, NY; Denver, CO; Dallas, TX; Boston, MA; Boca Raton, FL; Woodbridge, NJ; Washington, DC; Chicago, IL; San Francisco, CA; Rockville, MD; Philadelphia, PA; Los Angeles, CA...
Principal Analyst, MS Operations, Procedures and Standards - All FINRA Locations Salary Information: Minimum salary ranges from $111,400 to $133,700, maximum salary ranges from $202,100 to $242,600, based on location and other factors such as skills and...
Principal Investigator, NCP - IRG - All FINRA Locations (Open) Salary Information: - Salary ranges from $81,900 to $176,000, depending on location and qualifications - Additional discretionary bonuses and overtime pay may be available - Comprehensive benefits package includes...
Associate Principal Investigator, NCP - IRG, is responsible for performing intake and assessment of regulatory intelligence received by FINRA's Initial Review Group (IRG) in order to identify and escalate higher-risk matters. The individual in this role will have a strong...
FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission...
Title: Senior Principal Intelligence Specialist, FIU Job Responsibilities: The Senior Principal Intelligence Specialist plays a crucial role within the Financial Intelligence Unit (FIU) of the organization’s National Cause and Financial Crimes Detection Program (NCFC). The primary mission of the FIU is to...
Title: Legal Services Director Job Responsibilities: The Legal Services Director is an integral part of the leadership team at the organization, responsible for overseeing the delivery of pro bono legal services to artists and arts organizations. This role demands a blend of...