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abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
Associate General Counsel, Regulatory - Full Time ... the adoption of new regulatory requirements. The incumbent provides... legally and politically complex and sensitive regulatory initiatives and rule changes.... This position is recognized by FINRA and the industry as the t...
Drive strategic initiatives, ensure regulatory compliance, and safeguard firm's... integrity - Valuable career growth, inclusivity, and professional development opportunities - Seeking seasoned legal professional with deep experience in wealth management H2: Job Summary - Key member of leade...
Financial Services Global Structuring -... Manager Financial Services Global Structuring -... Manager Apply Job Category International Tax Services Level Manager Specialty/Competency International Tax Services Time Type Full time Travel Requirements Up to 20% Job ID 567115WD Location(s) IL-Chicago, TX-Austin, DC-Washington,...
Complex Claims Consultant - Financial Lines/Public D&O ... Full time posted on Posted Today job requisition id R-4116 You have a clear vision of where your career can go. And we have the leadership...
registered trademark of the Financial Industry Regulatory Authority, Inc.... Director, Enforcement - Job Description Apply for the position of Director, Enforcement at Organization. Location: New York, NY Jersey City, NJ Jericho, NY Denver,...
Complex Claims Specialist role at Hiscox is a high-level adjuster position with a competitive salary range of $90,000-$155,000. The salary is determined based on the individual's experience, skills, and performance. In addition to the base salary, there is also the...
guidance to clients on matters related to registered investment companies, including mutual funds, ETFs, closed-end funds, interval funds, tender offer funds, and business development companies. They will also advise investment advisers on business and regulatory matters, collaborating closely with... clients,...
• Washington, DC/Maryland: $106,400 - $191,800 • Colorado/Hawaii: $92,500 - $166,800 • New York, NY: $111,000 - $200,200 • Washington State: $92,500 - $191,800 Job Title: Instructional Designer Organization: FINRA (Financial Industry Regulatory Authority) Department:... Dispute Resolution Services Ex...
with the head of SRE and senior management team to manage and support department operations - Act as a strategic thought partner and trusted advisor - Serve as intermediary for operational, regulatory, and policy issues -... Develop and maintain re...