Title: Vice President, Diversified, Carrying and Clearing Examinations Firm Group Lead Job Responsibilities: - Serve as a strategic leader for the Firm Grouping, responsible for setting a multi-year strategic plan and managing priorities aligned with Member Supervision goals and vision. - Collaborate closely...
Title: Vice President, Capital Markets, Fixed Income, and Compliance Testing Job Responsibilities: - Lead and oversee the operations of the Capital Markets, Fixed Income Specialist, and Compliance teams, which include over 120 examiners and managers. - Set multi-year strategic plans and manage priorities...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Investment Management Attorney The candidate... provides legal services to the company and its affiliates with a primary focus on the investment management functions registered investment... companies and registered investment... advisers and their respective... operations. Will primarily focus on legal matters involving the Investment Company Act of 1940... and the Investment Advisers Act of 1940... and related areas of activity. Provide legal advice related to Investment Company and advisor... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate Counsel Institutional Investments and Corporate Services Duties: Provide legal advice and counsel to addressing various investment-related activities and its affiliates... through which those activities may be conducted. Work directly and in close coordination with internal business units and outside counsel related to investment matters, management agreements, investment... policy statements, contracts and... other documents as required. Produce legal reviews of governing... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Paralegal Investment And Corporate Services The... candidate will directly assists the Associate Counsel, Investment and Corporate Services to... provide legal services to company Financial Resources and its affiliates. Primary focus will be on legal considerations related to investment products and services. In... assisting the Associate Counsel, Investment and Corporate Services, the... Senior Paralegal is responsible for a substantial amount of legal support to the Investment... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Paralegal Investment And Corporate Services The... candidate will directly assist the Associate Counsel, Investment and Corporate Services to... provide legal services to organization Financial Resources and its affiliates. Primary focus will be on legal considerations related to investment products and services. In... assisting the Associate Counsel, will be responsible for a substantial amount of legal support to the Investment areas (such as portfolio... management, administra... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel/Fiduciary & Corp Services Duties: Provides legal services to Financial Resources and its affiliates with a primary focus on role as a fiduciary and/or service provider for retirement and other employee benefit plans and programs provided or made available. Provide legal advice and counsel on matters as a fiduciary and/or service provider for retirement and other employee welfare benefit plans and programs provided or made available. Advise on a number of... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate Counsel - Investment Services The candidate provides... legal services to company and its affiliates with a primary focus on legal considerations related to investment products and services. Focuses... on a number of complex legal issues pertaining to registered investment companies, registered investment advisers,... broker/dealers and investment-related activities conducted in accordance... with applicable church exemptions. Supports a number of corporate functions in the ar... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Services Attorney Responsibilities: Work on strategic transactions, including mission-related joint ventures, alliances, integrations, acquisitions and divestitures as well as related activities throughout the transaction lifecycle. Works closely with others in the Transaction Services team and other cross-functional groups (., Finance, Tax, HR, IT, etc.) and will actively manage transactions from NDA through integration, separation or launch within the scope... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate Counsel Duties: Provide legal advice and counsel to addressing various investment-related activities and its affiliates... through which those activities may be conducted. Work directly and in close coordination with internal business units and outside counsel related to investment matters, contracts and other... documents as required. Provide legal advice and counsel for various other corporate activities, such as communications review, intellectual property and other l... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Legal Analyst The candidate will coordinate with other functions within the firm’s Investments Line of Business (including Portfolio Management, Investment Services, and Fund Ops)... for intake of requests for contract or other legal document review. Perform initial review of service requests and respond to inquiries as able, and escalate requests to the Senior Manager or Managing Director as needed. Perform initial review of all contracts related to the firm’s Directed... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
President and Associate General Counsel, Broker-Dealer/Investment Adviser Group The candidate will develop, direct and manage the OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent expert advice in this area. Provide high quality and timely legal and advisory support to the organization's business units, including Member Supervision and Enforcem... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here