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About FINRA FINRA is a... Regulatory Authority, Inc. FINRA is an Equal Opportunity... and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin,...
Join Our Team at FINRA! H1: Paralegal, Enforcement... - Legal Support at FINRA H2: Essential Job... Functions: - Perform legal research for staff attorneys - Assist with preparing and sharing exhibits for testimony - Conduct customer interviews...
About FINRA FINRA is a... Regulatory Authority, Inc. FINRA is an independent, non-governmental... in the United States. FINRA works to protect investors... also benefiting from the SEC’s oversight. In its role as investor guardian, FINRA is informed,...
General Counsel, Regulatory - Full Time Posted Yesterday Job Requisition ID: R-008412 The organization is looking for an Associate General Counsel, Regulatory to manage the complete life cycle of adopting new regulatory requirements. This includes providing expert...
Enforcement - Job Posting The Enforcement Director will manage a team of 5-8 Enforcement attorneys, overseeing the development and resolution of Enforcement cases from beginning to end. This role requires a strong leader with excellent communication skills and the...
Summary: Organization: FINRA Job Title: Counsel,... Colorado/Hawaii/Minnesota/Vermont: $92,500 - $166,800 - New York, NY: $111,000 - $200,200 - Washington State: $92,500 - $191,800 Job Requisition ID: R-007989 The Enforcement Counsel at FINRA is responsible for re......
organization is seeking an experienced Assistant General Counsel, Regulatory to join their team. The ideal candidate will have a law degree from an accredited law school, admission to a bar, and a minimum of 6-8 years of directly related legal...
FINRA is an Equal Opportunity... sexual orientation, gender identity, veteran status or any other classification protected by federal state or local laws as appropriate, or upon the protected status of the person’s relatives, friends or associates. FINRA abides...
Risk Monitoring - Any FINRA Location The Organization:... FINRA is a not-for-profit organization... firms, and securities exchanges. FINRA is responsible for regulating... over 600,000 registered securities representatives across the United States. Position Overview: FINRA is seeki...
FINRA strives to make our... note that this number is exclusively for inquiries regarding application accommodations. In addition to a competitive salary, comprehensive health and welfare benefits, and incentive compensation, FINRA offers immediate participation and... vesting in a 401(k...