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BANKING OPERATIONS: A POSITION WITH **MEMBERS ONLY**SIGN UP NOW***. **MEMBERS ONLY**SIGN UP NOW***. is seeking a mid-level attorney with 5-10 years’ relevant experience to join our legal team. In this role, you will support commercial, consumer and professional deposit activity, and...
Enforcement - Job Posting The Enforcement Director will manage a team of 5-8 Enforcement attorneys, overseeing the development and resolution of Enforcement cases from beginning to end. This role requires a strong leader with excellent communication skills and the...
registered trademark of the Financial Industry Regulatory Authority, Inc.... FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a...
market integrity. They oversee the securities industry, including stockbrokers, brokerage firms,... and securities exchanges. FINRA is responsible for regulating over 3,700 brokerage firms and over 600,000 registered securities representatives across the United States. Position Overview: FINRA is seeki...
registered trademark of the Financial Industry Regulatory Authority, Inc.... FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin,...
Headline: Paralegal, Enforcement - Join Our Team at FINRA! H1: Paralegal, Enforcement - Legal Support at FINRA H2: Essential Job Functions: - Perform legal research for staff attorneys - Assist with preparing and sharing exhibits for testimony...
registered trademark of the Financial Industry Regulatory Authority, Inc.... FINRA is an equal opportunity employer and provides equal opportunity to all individuals without regard to race, color, religion, sex, gender identity, sexual orientation, national origin, age, disability, genetic information...
Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting)...
3-5 years of related financial industry experience or equivalent... business experience. The Senior Analyst will review and investigate proposed public offering underwriting arrangements to ensure compliance with FINRA and SEC rules, as well as other securities laws. They will a...
is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin, race, religion, sex, sexual orientation, gender identity, veteran status or any...