Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist is a pivotal role within the StratIntel mission of the department, primarily tasked with enhancing investor protection and market integrity through informed regulatory decisions. The key responsibilities include: - Leading complex analytical projects...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members. - Support a Risk Monitoring Director in identifying existing and emerging risks. - Engage in interactions with internal and external parties. - Conduct risk monitoring activities,...
Title: Senior Principal Analyst, Office of Strategic Engagements Job Responsibilities: The Senior Principal Analyst within the Office of Strategic Engagements (OSE) at the organization is tasked with supporting the leadership team in all aspects of the group’s responsibilities. This role involves representing...
Title: Principal Analyst, Risk Monitoring - Retail Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks and interact with internal...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks. - Interact with both internal and external...
Title: Associate General Counsel, Hardware Commercial Job Responsibilities: - Own commercial legal strategy and risk management for the organization's hardware transactions. - Draft, negotiate, and advise on complex agreements with hardware suppliers, manufacturers, distributors, and technology partners. - Support strategic partnerships involving AI devices...
Title: Principal Analyst, Risk Monitoring - Capital Markets Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks and engage with...
Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist is a pivotal role within the StratIntel team of the organization’s Member Supervision department. The individual in this position is responsible for leading complex analytical projects aimed at identifying emerging market risks...
Title: Managing Director, San Francisco & Fresno Job Responsibilities: - Provide seasoned, disciplined, and effective management of the KIND field office, independently handling program and performance management, budgeting, employee relations, and development-support functions. - Serve as a critical member of the management team...
Title: Paralegal, Corporate Job Responsibilities: - Support routine and complex corporate governance across the organization's global subsidiaries, which includes organizing board meetings, handling officer appointments, managing annual returns, maintaining statutory registers, and ensuring other filings and corporate records are up to date. -...
Title: Vice President, Diversified, Carrying and Clearing Examinations Firm Group Lead Job Responsibilities: - Lead the strategic examinations program for the Firm Group, ensuring effectiveness, efficiency, and proper execution. - Develop a multi-year strategic plan aligned with Member Supervision goals and vision. - Collaborate...
Title: Vice President, Capital Markets, Fixed Income, and Compliance Testing Job Responsibilities: - Lead the operations and execution of the Capital Markets, Fixed Income Specialist, and Compliance teams, consisting of over 120 examiners and managers. This includes setting a multi-year strategic plan,...
operations. - Provide practical, business-oriented legal advice to teams including Sales, Partnerships, Finance, Procurement, and Operations. - Identify... and address commercial, product, regulatory, privacy, and other legal issues arising from commercial transactions. - Develop strategies and processes for handling legal issues in cr...
Title: Senior Principal Intelligence Specialist Job Responsibilities: The Senior Principal Intelligence Specialist operates within the Strategic Intelligence & Analytics (StratIntel) organization, a part of the Member Supervision department. The role involves providing proactive and strategic intelligence to support investor protection and market...
Title: Summer Internship - PCAOB Intern Opportunities Job Responsibilities: Interns at the organization will be immersed in the day-to-day operations of various divisions and offices. They will gain practical skills and insights beyond the classroom, contributing to projects and initiatives that impact...
Title: Fall Internship - PCAOB Intern Opportunities Job Responsibilities: Interns at the organization will be immersed in the day-to-day operations of various divisions and offices, allowing them to gain practical skills and insights that extend beyond classroom learning. Interns will be integral...
Title: Spring Internship Job Responsibilities: - Interns will engage in day-to-day operations across various departments within the organization, gaining practical skills and insights that extend beyond academic learning. - Interns will be integral team members, contributing to projects and initiatives that have a...
Title: **Members Only** Fellow Job Responsibilities: - Gain hands-on experience by immersing in the day-to-day operations of various divisions and offices within the organization. - Contribute meaningfully to projects and initiatives that impact the organization, playing an integral role as a team member. - Engage...
Spring 2026 Legal Intern Job Responsibilities: The Spring 2026 Legal Intern will be part of the Disability Rights Program in the national office of the organization. This internship position is an opportunity to gain practical experience by working closely with the team...
Title: Associate General Counsel Job Responsibilities: The Associate General Counsel at the organization is tasked with a range of responsibilities aimed at providing in-house legal support across various departments and programs. Key responsibilities include: - Providing in-house legal support on tax exemption issues...
Title: Associate, HONORS Program-1 Job Responsibilities: The Associate in the HONORS Program is tasked with making significant contributions to the organization's Enforcement investigations and decisions regarding disciplinary actions against individuals and firms in the financial industry. This entry-level role allows the Associate...
Title: Legal Administrative Assistant/Paralegal Job Responsibilities: The Legal Administrative Assistant/Paralegal at the organization is responsible for providing essential administrative support to the litigation team and the Legal Services Project (LSP), including managing the prison mail program. Key responsibilities include: - Administering the prison...
Title: Staff Attorney Job Responsibilities: The Staff Attorney will be a part of the litigation team within the department, primarily focusing on the Border Butterflies Project. This project supports LGBTQ asylum seekers at the US-Mexico border through legal, humanitarian, post-detention, and organizing...
General Counsel Reports to: President FLSA Status: Exempt Salary Range: $134,970 - $155,631 Location: Remote Tentative Start Date: As soon as possible Position Summary The General Counsel is responsible for ensuring compliance with regulations, identifying and documenting regulatory risks, and assisting the organization in developing controls. This...
Title: Staff Attorney, Litigation Team Job Responsibilities: The Staff Attorney position is part of the Litigation Team within the organization and focuses on various legal tasks aimed at advocating for transgender and gender nonconforming individuals. The key responsibilities include: - Investigating and developing...
Title: Staff Attorney, Litigation Team Job Responsibilities: The Staff Attorney on the Litigation Team at the organization is responsible for a range of duties aimed at supporting transgender and gender-nonconforming individuals through legal advocacy and litigation. Key responsibilities include: - Investigating and developing...
Title: Temporary Staff Attorney Job Responsibilities: - Provide legal services and representation to individuals in the Holistic Intervention Partnership (HIP) program, focusing on civil legal issues such as restraining orders, housing, family law, and driver’s licensing. - Defend against or initiate cases involving...