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Position: Director, Enforcement Organization: FINRA Locations: Woodbridge, NJ; Jersey City, NJ; Jericho, NY; Denver, CO; Dallas, TX; Chicago, IL; Boston, MA; Boca Raton, FL; Washington, DC; San Francisco, CA; Rockville, MD; Philadelphia, PA; New York, NY; Los Angeles, CA...
registered trademark of the Financial Industry Regulatory Authority, Inc.... and Responsibilities Organization: FINRA (Financial Industry Regulatory Authority) Job... Title: Director, Enforcement Experience: Minimum of 7 years in securities-related regulatory and/or complex litigation experience... Salary Range: $127,300 - $296,100 (depen...
registered trademark of the Financial Industry Regulatory Authority, Inc.... FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a...
Friendly Job Title: Enforcement Counsel at FINRA H1 Heading: Join the Team at FINRA as an Enforcement Counsel H2 Headings: - Resolve Non-Complex Enforcement Matters with Rigorous Assessment and Effective Advocacy - Achieve Transparent and Timely Enforcement Outcomes...
law firm in San Francisco, CA is seeking a skilled Mid-level Corporate Associate Attorney to join their team. The ideal candidate will have significant experience advising public companies on SEC compliance, disclosure, governance, and exchange matters, as well as representing...
registered trademark of the Financial Industry Regulatory Authority, Inc.... FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a...
Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting)...
law firm in Mountain View, CA is seeking a talented Mid-level Corporate Associate Attorney with experience advising public companies on SEC compliance, disclosure, governance, and exchange matters. The role also involves representing issuers or investment banks in capital market transactions,...