Director / Director, Finance (Tax), US Office Location: US Group: Department: Section: Job Type: Req ID: Salary Range: Base salary of US$216K – US$480K per annum (compensation structure includes various additional incentives payable in April, August and October...
registered trademark of the Financial Industry Regulatory Authority, Inc.... Associate Principal Analyst, Risk Monitoring - All FINRA Locations The Associate Principal Analyst, Risk Monitoring will be responsible for conducting risk monitoring activities and ongoing risk assessments...
of Operations, Procedures and Standards - Salary and Job Description Job Title: Director of Operations, Procedures and Standards Salary: $131,100 - $305,000 (depending on location and qualifications) Experience: Significant securities, compliance or financial regulatory experience required ......
Legal Extern, Enforcement (Unpaid) - Fall 2025 Semester Organization: FINRA Job Type: Part-time, unpaid Location: Various locations throughout the US Salary: Not applicable (unpaid) Experience: Graduate student pursuing JD or LLM Term of Position:...
a Difference in the Financial Industry Organization: **MEMBERS ONLY**SIGN UP NOW***... (Financial Industry Regulatory Authority) Job... Title: Principal Analyst, Risk Monitoring - Capital Markets Experience: Senior-level position Salary Range: Varies based on location and experience Time Type: Full time Job Description:...
Overview: FINRA, the Financial Industry Regulatory Authority, is... seeking a highly experienced and knowledgeable Principal Analyst for Risk Monitoring at all FINRA locations. The successful candidate will be responsible for conducting risk monitoring activities and ongoing risk assessments of...
Principal Investigator, NCP - IRG - All FINRA Locations Salary Information: - Minimum Salary: $81,900 - Maximum Salary: $176,000 Job Title: Associate Principal Investigator, NCP - IRG Experience: Bachelor's degree or equivalent relevant experience; advanced degree or...
registered trademark of the Financial Industry Regulatory Authority, Inc.... FINRA is an equal opportunity employer and provides equal employment opportunity to all individuals regardless of race, color, religion, gender, sexual orientation, national origin, age, disability, or any other non-merit...
responsible for researching, assessing and reporting data for the investigative due diligence practice and its clients. Job Duties: Collects legal, financial, employment, academic and social... media-oriented information on companies, individuals and other topics from a wide rang...