Title Fall Internship Job Responsibilities Interns at the organization are integral members of their teams and are expected to contribute to meaningful projects and initiatives that impact the organization. Interns will immerse themselves in the day-to-day operations of various divisions and...
Title: Summer Internship - **Members Only** Intern Opportunities Job Responsibilities: Interns at the organization are given an opportunity to immerse themselves in the day-to-day operations of various divisions and offices. They are expected to gain practical skills and insights that extend beyond academic...
Title: Senior Principal Intelligence Specialist Job Responsibilities: The Senior Principal Intelligence Specialist plays a crucial role in supporting the mission of Strategic Intelligence & Analytics (StratIntel) within the organization’s Member Supervision department. This position involves the collection, analysis, processing, and dissemination of...
Title: Vice President, Diversified, Carrying and Clearing Examinations Firm Group Lead Job Responsibilities: - Serve as a strategic leader for the Firm Grouping, responsible for setting a multi-year strategic plan and managing priorities aligned with Member Supervision goals and vision. - Collaborate closely...
Title: Vice President, Capital Markets, Fixed Income, and Compliance Testing Job Responsibilities: - Lead and oversee the operations of the Capital Markets, Fixed Income Specialist, and Compliance teams, which include over 120 examiners and managers. - Set multi-year strategic plans and manage priorities...
Assistant Job Title Legal Assistant Job Responsibilities The Legal Assistant plays a crucial role in supporting a team or individual attorney in providing zealous representation to individuals pursuing benefits or seeking relief under the Immigration and Nationality Act. The responsibilities include: - Assisting attorneys with...
Title: Legal Officer Job Responsibilities: The Legal Officer will be responsible for providing legal counsel, assistance, analysis, and guidance on intellectual property-related legal matters and business transactions involving the organization.... This includes a particular emphasis on legal issues and agreements involving publicly...
Title: Principal Analyst, Risk Monitoring - Capital Markets Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director by identifying existing and emerging risks and interacting with...
controlled corporate affiliates, and certain elected leadership and executive staff. - Advise the organization and its affiliates on legislative, regulatory, transactional, governance, and business matters. - Draft, review, interpret,... and negotiate contracts and other legal documents. - Develop, update, and perform legal revie...
Title: Principal Analyst, Risk Monitoring - Retail Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks while interacting with internal and external parties. - Conduct risk monitoring...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks and interact with internal and external parties. - Monitor complex or elevated risk...
Title: Associate General Counsel – Healthcare Transactions Job Responsibilities: - Provide timely, accurate, and expert legal advice on healthcare and corporate law matters, including physician alignment and incentive models, clinically integrated networks, service line arrangements, accountable care organizations, physician employment and recruitment...