Job Title: Associate, HONORS Program Job Responsibilities: **Members Only** Enforcement Associates, Honors Program make meaningful contributions to Enforcement’s investigations and decisions about whether to bring disciplinary actions against individuals and firms in the financial industry. Honors Associates gain substantive hands-on legal experience that develops their lawyering skills in investigating, litigating, and writing. They also gain specialized knowledge about the financia...
Job Title: Senior Principal Intelligence Specialist Job Responsibilities: The Senior Principal Intelligence Specialist holds an advanced expert-level position that involves a comprehensive set of responsibilities aligned with the mission of the **Members Only** department. The specialist's primary responsibilities include: - Collaborating across the organization and externally on strategic and time-sensitive cyber-related events or matters to mitigate the risk of investor harm. - Proa
Job Title: Vice President, Diversified, Carrying and Clearing Examinations Firm Group Lead Job Responsibilities: - Lead the strategic direction and execution of the Examinations Program for the Firm Group, ensuring effectiveness, efficiency, and alignment with Member Supervision goals and vision. - Set multi-year strategic plans and manage priorities for the Firm Group, collaborating with cross-functional partners and integrating examination efforts with Regulatory Operation
Job Title: Vice President, Capital Markets, Fixed Income, and Compliance Testing Job Responsibilities: - Lead operations and execution for Capital Markets, Fixed Income Specialist, and Compliance teams, comprising over 120 examiners and managers. - Set multi-year strategic plans aligning with Member Supervision goals and vision, collaborating with cross-functional partners, and integrating Examination efforts with Regulatory Operations. - Oversee all fixed income, capital ma
Job Title: Separation of Powers Attorney Job Responsibilities: - Generate and lead high-profile cases within the organization’s Separation of Powers Program. - Identify and litigate emerging separation of powers theories, focusing on enforcing individuals’ rights through the Constitution’s structural protections. - Advocate for separation of powers both philosophically and practically by engaging with organizations, trade groups, academia, and media to advance the orga...