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**MEMBERS ONLY**SIGN UP NOW***. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. Director, Enforcement at FINRA - Job Description and Salary Information Organization: FINRA Job Title: Director, Enforcement Experience: Minimum 7 years in...
Associate General Counsel, Broker-Dealer/Investment Advisor Group The... candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering...
Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
Enforcement - Job Description Title: Director, Enforcement Location: Woodbridge, NJ; Jersey City, NJ; Jericho, NY; Denver, CO; Dallas, TX; Chicago, IL; Boston, MA; Boca Raton, FL; Washington, DC; San Francisco, CA; Rockville, MD; Philadelphia, PA; New York,...
Friendly Job Title: Director, Enforcement H1: Director, Enforcement - Job Description and Salary Information H2: Overview of Director, Enforcement Position Bold Headlines: Director, Enforcement: Leading and Managing a Team of Attorneys Job Title: Director, Enforcement Salary Information: Salary ranges from $127,300 to $296,100, depending on...
Job Title: Principal Counsel Experience: Minimum of... seven years relevant legal experience in the financial regulatory space or related areas Education: Juris Doctor (.) degree from an accredited law school Salary Range: - California: Minimum...
FINRA FINRA is a non-governmental organization that regulates the securities industry. FINRA’s independent regulation plays a critical role in America’s financial system–all at no cost to taxpayers. FINRA touches virtually every aspect of the securities business—from registering and educating...
and experienced Assistant General Counsel, Regulatory to join our... team. This senior-level position will provide legal advice and support in the adoption of new regulatory initiatives and serve as a subject matter expert in various areas of legal expertise. The...
Job Title: Associate General Counsel, Regulatory Experience: 10+ years... as skill set, experience, and education. Time Type: Full Time Job Requisition ID: R-008412 As the Associate General Counsel, Regulatory at FINRA, you... will be responsible for managing the complete...
The Legal Aid Society of Northeastern New York is an Equal Opportunity/Affirmative Action Employer. Summary: - Position: Foreclosure Prevention Project Staff Attorney - Location: Plattsburgh,... NY - Salary: $68,165-89,357 per year dependent on experience - Full-time, with gener...