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Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
Title: Sr Vice President, Corporate Financing & Advertising Regulation... Job Requisition ID: R-007616 Organization: FINRA Location: Rockville, MD (Remote work option available) Time Type: Full time Salary Range: $235,700 - $397,900 (based on location and...
SEO Friendly Job Title: Corporate Counsel - Philadelphia Human... Legal Team as a Corporate Counsel for a Human... Responsibilities and Qualifications for Corporate Counsel Position Bullet... Points: - Provide legal - Work with Senior Corporate Counsel to manage and......
General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent...
Information: The salary for this position ranges from $75,000 to $125,000 per year, depending on experience and qualifications. The organization also offers a comprehensive benefits package including health, dental, vision, and retirement benefits. Job Title: General Counsel Organization: A...
is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin, race, religion, sex, sexual orientation, gender identity, veteran status or any...