of the Investment Funds Group at the law firm. The primary duties include: - Forming, structuring, and advising on a variety of retail fund products. - Handling traditional funds such as mutual funds, ETFs, and listed closed-end funds. -... Managing “alternative” funds, includi...
legal services to registered funds, including mutual funds, ETFs, and closed-end funds. - Assist... with new fund launches, ensuring compliance with all legal and regulatory requirements. - Handle fund and asset manager mergers and acquisition transactions. - Offer continuing regulatory and transactional a...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Investment Management Associate The candidate will join the investment management practice group. Should have 3-6 years of experience. The ideal candidate should have as many of the following attributes as possible: Significant regulatory experience with the Investment Company Act and the Investment Advisers Act. Regulatory experience with the Securities Act of 1933, the Securities Exchange Act of 1934 and FINRA rules would also be helpful. Experience with drafting t... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Management Associate The candidate should have 2–6 years of experience. Must have significant regulatory experience with the Investment Company Act (40 Act) and the Investment Advisers Act. Regulatory experience with the Securities Act of 1933, the Securities Exchange Act of 1934 and FINRA rules would also be helpful. Experience with drafting the primary registration and disclosure documents used by investment companies and investment advisers needed. Familiarit... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Seeking an Associate with 2-4 years of extensive securities and corporate governance experience. Should be academically distinguished with excellent writing and analytical skills. Experience with 1940 Act registered funds, including ETFs and closed-end funds a... plus. Experience in variable insurance products, private funds, investment adviser, and/or commodities work desirable.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Investment Management Associate The candidate should have 3 – 6 years of experience. Must have significant regulatory experience with the Investment Company Act and the Investment Advisers Act. Regulatory experience with the Securities Act of 1933, the Securities Exchange Act of 1934 and FINRA rules would also be helpful. Should have experience with drafting the primary registration and disclosure documents used by investment companies and investment advisers. Mu... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Investment Management Associate The candidate should have 3 – 6 years of experience to join their dynamic Investment Management Practice Group. Significant regulatory experience with the Investment Company Act and the Investment Advisers Act. Regulatory experience with the Securities Act of 1933, the Securities Exchange Act of 1934 and FINRA rules would also be helpful. Experience with drafting the primary registration and disclosure documents used by investment... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Corporate Investment Counsel The candidate should have 6+ years of experience working on matters related to ETFs, mutual funds, closed-end funds... and investment advisers. Experience working with boards, SEC filings and complex Investment Company Act of 1940 issues is a plus. Should have a superior academic record, strong work ethic and excellent writing skills.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Corporate (Investment Management) Associate Candidate will have 4+ years of experience working on matters related to the investment management field, such as registered funds, ETFs, hedge funds, and investment... advisors. Additional experience with broker-dealers is a plus. A superior academic record, strong work ethic and excellent writing skills are required.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Seeking Asset Management Associate (Registered Funds) with 3-5 years of experience representing registered investment companies and their advisers. The candidate should have a proven track record of effective counseling of investment companies, investment advisers, fund sponsors and fund independent directors in all aspects of their business. Should have significant experience with open-end funds, closed-end funds and/or ETFs, including preparing fund documents,... registration... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Mid-level Registered Funds Associate The candidate should have strong academic credentials. Should preferably have 3-5 years of experience with open-end (mutual) funds, closed-end funds, and/or exchange-traded funds (ETFs) and experience representing investment... companies, investment advisers, and independent board members on matters arising under US Federal Securities Laws, particularly the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Securities A... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Registered Funds Senior Associate / Counsel The candidate should preferably have 6-12 years of experience with open-end (mutual) funds, closed-end funds and/or exchange-traded funds (ETFs) and experience representing investment... companies, investment advisers, and independent board members on matters arising under . federal securities laws, particularly the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Securities Act of 1933, the Securities Excha... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here