Title: Associate General Counsel Wealth Job Responsibilities: - Advise senior management and other stakeholders on a wide range of legal and compliance issues concerning all aspects within the Bank’s full-service wealth management business, which includes RIA, Broker Dealer, and Trust (including Delaware...
Management Division of the company's Consumer Bank. The role... and other stakeholders on a wide range of legal and compliance issues within the company's full-service wealth management business,... which includes RIA, Broker-Dealer, and Trust offerings and services. Key responsibilities...
projects for multi-state alternative investment clients, including hedge funds,... part of a multi-disciplinary team to provide subject matter expertise and alternative investment industry knowledge and experience. -... Review tax calculations and information presented on state income tax returns. - Build and m...
Counsel - Benefits at Company is responsible for providing... strategic support regarding the company's . employee benefit plans... and programs. Key responsibilities include: - Advising the Benefits and other internal teams on the design, administration, and compliance of the company’s ....
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Corporate Counsel The candidate will provide legal advice to the Company on a variety of... matters, including: Negotiate, review and enforce contracts for the Company; Advise the Company on... other regulatory, licensing and permitting matters; Advise the Company on intellectual property, product... and advertising issues; Advise the Company on all labor and... employment matters, including, Company policies and procedures, FMLA,... ADA, workers’ compensation, and discrimination and sexua... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel - Consumer Lending The candidate will primarily support consumer lending portfolio (which includes secured and unsecured products). Will actively participate in line of business management meetings and strategy planning, as well as consumer lending change management meetings. Advise executive management and ensure compliance within the line of business with all applicable consumer protection laws, rules and regulations relevant to full service national financi... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel The candidate will join the Consumer Lending business unit. Will advise business lines on servicing and collections requirements in connection with existing and new products and processes. Work to resolve issues raised by customers, agencies and regulators, and advise business lines on remediation projects. Assist in connection with submission of regulatory filings and prudential examinations. Act as a liaison with... outside law firms engaged to represent the company.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Counsel Duties: Advise executive management and ensure compliance within the line of business with all applicable consumer protection laws, rules and regulations relevant to full service national financial institution. Advise executive management as well as control function colleagues on securities regulations that apply to introducing brokers and registered investment advisors. Assist in connection... with submission of regulatory filings and prudential examinations. Mo... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Lead Counsel, Head of Regulatory Compliance, Pharma Services Duties: Provide leadership and legal advice on a wide range of legal, regulatory and compliance matters in the pharmaceutical clinical and commercial services space across to the Quality Team, developing expertise in applicable FDA areas as applicable to the PSG business, including GMP, GCP, etc. Liaise with the company's Chief Compliance Officer and... Key Compliance Leaders (Quality, Quality Audit, EH&S, Finance, In... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Investments Legal Counsel The candidate will provide advice on all aspects of new product developments, preparation, filing and management of all regulatory filings, disclosure and other documents required under the federal securities laws. Will coordinate with compliance department to provide legal analysis and advice in connection with the ongoing development of procedures, the resolution of potential compliance issues and the conduct of regulatory examinations... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Compliance Analyst The candidate will provide high-level assistance with legal and compliance requirements. Will work on synthesizing and documenting changing regulations and assisting with Training and Audits to ensure compliant operations of the Division's legal entities, which include an SEC Registered Investment Adviser, Registered Investment Company,... Broker/Dealer and company's Trust and Investment department. Assist with the... annual supervisory and compliance pro... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Compliance Analyst Duties: Provide high-level assistance with legal and compliance requirements. Ensure the myriad of changing and existing regulations are met. Work on synthesizing and documenting changing regulations and assisting with Training and Audits to ensure compliant operations of the Division’s legal entities, which include an SEC Registered Investment Adviser (Weston Financial Group,... Inc.), Registered Investment Company (New Century Portfolios),... Broker... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel III - BSA / AML The candidate will work closely with the Chief BSA/AML Compliance and will have constant interface with regulators. Will also manage and build LOB relationships. Provide counsel on application of BSA/AML laws to existing and new financial products/services. Assist in AML reviews related to M&A activity. Monitor new and revised BSA/AML laws/regulations, including changes to OFAC sanctions programs, provide comments as appropriate, and counsel on... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Assistant Counsel The candidate coordinates the activities of outside counsel, including bond, general, underwriter's and litigation counsels to ensure compliance with federal, state and local regulations and to protect the interests of company. This includes developing litigation... strategy and management and negotiating resolutions or settlements as appropriate and assisting with lending and bonding activities. Prepare resolutions and meeting minutes and draft proposed polic... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here