more senior counsel on investment management matters for various... Mutual Funds, ETFs, Collective Funds, Private Funds, Separately Managed Accounts, Institutional Separate Accounts, and Local Government Investment Pools. This includes support... with investment management agreements, Form ADV... disclosures, and portfolio transa...
Title: Consultant/Wealth Management Compliance Job Responsibilities: - Lead or assist in all aspects of mock regulatory examinations and compliance program reviews, including preparing document requests, reviewing documents, conducting interviews, and drafting reports. - Perform a broad scope of work during reviews of clients...
Title: BDC (Business Development Company) Compliance Officer Job Responsibilities: - Participate in mock regulatory examinations and compliance program reviews. - Assist with policy and procedure reviews, drafting reports, and creating manuals to ensure compliance with regulatory requirements. - Provide compliance assistance and advice to...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Investments Legal Counsel The candidate will provide advice on all aspects of new product developments, preparation, filing and management of all regulatory filings, disclosure and other documents required under the federal securities laws. Will coordinate with compliance department to provide legal analysis and advice in connection with the ongoing development of procedures, the resolution of potential compliance issues and the conduct of regulatory examinations... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Managing Counsel- Investment Management The candidate will... lead the day-to-day legal support to the central business team responsible for the management of CIT operations as well as affiliated and external service providers. Serve as advisor to applicable CIT governance committees that oversee fund investment activity and administrative operations.... Responsibility for maintenance of CIT-related documentation including trust instruments, fund declarations, and client agreement... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
# Job Title : Counsel- Investment Management (CIT) Hybrid ... ## Job Description **Company** is seeking an attorney to serve as day-to-day legal advisor for its affiliated bank’s collective investment trust (CIT) platform, which... is comprised of a large and diverse range of bank-maintained 3(c)(3) and 3(c)(11) investment funds. The ideal candidate... will have some CIT expertise and/or ERISA expertise as well as broader institutional investment management experience counseling ...... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Attorney - Investment Management Duties: Provides general... legal counsel to AMGs investment management business as well... as specific advice on products services and certain legal actions. Reviews legal contracts and documents. Directly or through staff conducts legal research. May represent the bank in legal actions. Will lead a team ( attorney, paralegal) dedicated to supporting company's alternative investment businesses and will be... responsible for providing strategic, regul... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Corporate Counsel The candidate will provide legal counsel and services required by the company in support of investment management administration, investment management... operations, separately managed account, institutional separate account, and sub-advisory investment management contracts, product management,... portfolio transactions and other fund/account and investment management matters. Will provide... an additional resource for request for proposals/information support and,... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Managing Counsel- Asset Management The candidate should have experience counseling registered investment advisers, including advisers to... private funds and separately managed accounts. Primary responsibilities include: Establish and provide ongoing advice concerning private funds, including open-end (., hedge fund-style), closed-end, and capital commitment (., private equity-style). Draft/review fund-related documentation, including offering memoranda, subscription docu... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Counsel The candidate may have some administrative responsibilities and will have ongoing relationships with outside counsel. Will establish and provide ongoing advice concerning bank collective investment funds. Negotiate agreements in... support of the business, including investment management agreements and trading-related... documentation (., brokerage agreements, futures agreements, ISDA documentation). Review of marketing and sales material and assistance with prep... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel Duties: Provide day-to-day legal advice regarding advisory and asset management activities, including various legal and regulatory matters arising under the Investment Advisers Act of 1940... and ERISA. Establish and... provide ongoing advice concerning bank collective trust funds and private funds (., hedge funds). Draft/review fund-related documentation, including offering memoranda, subscription documents and side letters. Negotiate fund service provider agreements... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Counsel The candidate will be responsible for representing transition management business, as well as negotiating custody, trust, investment management and services agreements.... Must have 4-10 years of legal experience after graduating from law school. Should have experience with fiduciary issues and ERISA. A knowledge of the Investment Adviser Act of 1940... is preferred. Should preferably... have significant experience conducting white collar investigations as a prosecutor... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel Duties: Provide day-to-day legal advice regarding advisory and asset management activities, including various legal and regulatory matters arising under the Investment Advisers Act of 1940... and ERISA. Establish and... provide ongoing advice concerning bank collective trust funds and private funds (., hedge funds). Draft/review fund-related documentation, including offering memoranda, subscription documents and side letters. Negotiate fund service provider agreements.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here