Title Wealth Strategist Market Manager - Private Bank Job Responsibilities - Direct and oversee the Wealth Strategy function, including critical measurements of the assigned market or group, while supporting the overall mission and vision of the business. - Coordinate and conduct...
Title: Senior Corporate Paralegal Job Responsibilities: - Support and assist with the preparation and filing of SEC reports, including Forms 10-Q, 10-K, proxy statements, and Section 16 filings; maintain EDGAR Next credentials and annual confirmations. - Coordinate logistics for the Annual General Meeting,...
Manager, Financial Crimes The candidate will... developing teams within our Financial Crimes practice, with a... diverse teams on complex financial crimes advisory engagements, including... efforts; proven track record in delivering high-quality financial crimes deliverables, and leading... teams in a fast-pa...
Title: Director/Sr Director F&A - Firm Taxes Job Responsibilities: - Provide strategic direction and oversight for the company’s domestic and international tax compliance functions. Ensure alignment with overall business objectives and risk management priorities. - Lead and champion firm-wide process improvement and automation...
Title: Senior Claims Compliance Analyst Job Responsibilities: - Manage and maintain a comprehensive 50-state claims database. - Monitor legislation, Department of Insurance (DOI) bulletins, court reporters/decisions, and statutory changes, and manage any backlog while implementing targeted compliance training. - Develop and own controls related...
Title: Senior Complex Claims Specialist - Professional Liability Job Responsibilities: The Senior Complex Claims Specialist is an individual contributor role responsible for managing high-severity primary Professional Lines claims, including Miscellaneous Professional Liability, A&E, Allied Health, and Media claims, from inception...
Title: SVP, Deputy General Counsel Job Responsibilities: The Senior Vice President and Deputy General Counsel (DGC) at the company operates under the general direction of the Executive Vice President, Chief Legal Officer, and General Counsel (CLO) for the company. The DGC serves...
Senior Managing Counsel - Services (North America Markets) Job Responsibilities: -... commercial contracts, including master services agreements, statements of work,... transactional agreements, consulting agreements, platform agreements, SaaS agreements, and marketing and promotional campaign agreements. - Serve as a strategic partner and trusted advisor...
Title: Alternative Investment & Private Markets Attorney Job Responsibilities: The Alternative Investment & Private Markets Attorney will join Company’s Wealth Management Legal and Compliance Division as a Vice President. The primary responsibilities include providing legal coverage for the Alternative Investments and...
part of the WM Risk organization. The primary responsibility of the Privacy Risk Specialist is to ensure compliance with . and international consumer privacy laws, thereby mitigating regulatory and reputational risks while... supporting the strategic objectives of the Wealth Mana...
the evolving . privacy, data, and AI regulatory landscape. The role involves... close collaboration with the . Privacy, AI & Data Responsibility Team, Government Affairs, and the Global Privacy Engagement Lead to ensure consistent and effective internal and external pos...
the Special Needs Trust Services, focusing on growth, profit... management, and risk management. - Engage stakeholders and internal partners associated with the function to ensure seamless operations. - Assign accounts and ensure relationships are managed according to fiduciary policies and procedures, ensuring...
with supporting the dynamic growth of the company's cloud services. This role is focused... on complex data center power and energy transactions with data center providers. Responsibilities include: - Collaborating with company executives to finalize agreements between the company a...
Title: Senior Corporate Counsel - Benefits Job Responsibilities: The Senior Corporate Counsel - Benefits will provide legal guidance and strategic support for the company's . employee benefit plans and programs. The primary responsibilities include: - Advising Benefits and other internal teams on the...
Title: Head of Advisory Job Responsibilities: The Head of Advisory position requires an individual who possesses a deep understanding of . sanctions laws and regulations, particularly those of the Office of Foreign Assets Control (OFAC). The role involves familiarity with other sanctions...
Integration competency, the candidate will be responsible for delivering high-quality tax technology services to multinational clients. Key... responsibilities include: - Collaborating closely with partners, managing directors, and engagement teams to lead complex ERP tax integration projects across the entire end-...
Title: Manager, Retail Operations - TurboTax Job Responsibilities: Leadership & Team Coaching: - Provide ongoing coaching and mentorship to develop team skills and confidence. - Deliver constructive feedback and recognition that drives engagement and performance. - Conduct performance reviews and set clear, motivating goals for...
Title: Manager, Retail Operations - TurboTax Job Responsibilities: Leadership & Team Coaching: - Provide ongoing coaching and mentorship to develop team skills and confidence. - Deliver constructive feedback and recognition that drives engagement and performance. - Conduct performance reviews and set clear, motivating goals for...
Six plus years of work experience in Private Banking or Financial Services Bachelor’s Degree... required Series 7, 66 and Insurance licenses required for position; unlicensed candidates considered, but required to obtain licenses within 90 days of start...
Title: . Private Bank - Private Banker - VP Job Responsibilities: - Manage and maintain relationships with clients by earning trust, thoroughly understanding client needs, providing targeted advice, developing thoughtful solutions, and delivering an exceptional client experience. - Generate business results and acquire...
Title Private Banker - Executive Director Job Responsibilities - Manage and maintain relationships with clients by earning trust, thoroughly understanding client needs, providing targeted advice, developing thoughtful solutions, and delivering an exceptional client experience. - Generate business results and acquire new assets, both from...
Title . Private Bank - Private Banker - Managing Director Job Responsibilities - Manage and maintain relationships with clients by earning trust, thoroughly understanding client needs, providing targeted advice, developing thoughtful solutions, and delivering an exceptional client experience. - Generate...
Research and provide legal advice to business regarding FINRA regulatory and broker dealer compliance... issues. - Manage communication and interaction with clients, service providers, and others regarding contract terms and conditions and other information. - Keep abreast of regulatory developments that impact...
the Global Head of Regulatory Strategy and Advisory, Legal,... the HLC will manage legal affairs across all jurisdictions where Company operates. Key responsibilities include: - Providing legal support for commercial business initiatives and assisting the business development team. This involves negotiating...
Title: FVP Associate General Counsel Job Responsibilities: The FVP Associate General Counsel at Company acts as a strategic advisor and legal leader, collaborating closely with the General Counsel to oversee the Bank's legal affairs and manage complex legal projects. Key responsibilities include: -...
Title: Lead Counsel - Master Securities Forward Transaction Agreement (MSFTA) Negotiation Job Responsibilities: The Lead Counsel II is a senior-level position tasked with providing legal guidance and thought leadership to the business. The primary responsibility is to offer legal coverage...
Title: Cross Currency Payments Attorney - Vice President, Assistant General Counsel Job Responsibilities: As a Cross Currency Payments Attorney - Vice President, Assistant General Counsel, you will be part of the company Payments Legal team, providing strategic legal support for the...
Title: Senior Counsel and Director, Strategy & Partnerships Job Responsibilities: - Provide expert legal counsel for structuring and negotiating private investment platforms, including direct responsibility for GP stakes and the establishment of rated feeder fund structures. - Advise on and...
brokerage, technology, and operational services within Pershing. - Provide general... legal support to broker-dealer, registered investment adviser, and technology affiliate as needed. - Advise on new product development and regulatory risk management decisions. - Provide... busin...
to payment products and services. The candidate will be... expected to collaborate with cross-functional teams, including engineering, product management, and business operations, to ensure compliance with applicable laws and regulations. This role involves advising on a wide range of legal...
range of legal and regulatory questions related to the... Futures Commission Merchant (FCM) business and associated functions. - Act as a trusted advisor to the business and control-side colleagues, providing counsel on all aspects of the dynamic business environment. - Participate in...
Job Title: Financial Services - Global Compliance... and Reporting - Real Estate - Tax Senior Analyst - EDGE Job Responsibilities: - Work independently to recognize and identify problem areas and items that require attention or escalation to ensure that tax returns, tax...
Job Title: Financial Services - Customer Tax... and Reporting - Tax Services Senior Analyst-EDGE Job Responsibilities: - Work... independently to identify and address problem areas ensuring tax returns, tax research, tax accounting, and tax projects are completed timely, efficiently, and accurately. This...
to support the company's Fixed Income and Equities (FIEQ) institutional sales and trading businesses. Key responsibilities include: - Providing legal advice and assistance to business, Credit, Risk, and Compliance partners on legal, regulatory, and reputational issues arising... from FIEQ b...
Job Title: Securities Services Attorney - Executive Director Job... finance, custody, and fund services with institutional clients. - Collaborate... with stakeholders across Securities Services product areas, including senior... business and control partners, to identify and mitigate legal risks. - Analyze and assess the...
Title: Payments Attorney Job Responsibilities: - Provide legal advice on the operation and development of payment systems, including check, ACH, wire, and instant payments. - Draft and provide guidance on payment system rules and rule interpretations. - Research, interpret, and advise on applicable federal...
Title: Partnerships Counsel Job Responsibilities: - Serve as the primary legal advisor for product development, marketing initiatives, and new features, ensuring compliance with relevant laws and regulations in the fintech and consumer credit space. - Act as a strategic partner to the business...
Title: Executive Director, Assistant General Counsel - Asset Management Job Responsibilities: The Executive Director, Assistant General Counsel - Asset Management at the company is tasked with providing comprehensive legal coverage and oversight for the company's affiliated . investment adviser. This leadership role...
Responsibilities: - Provide legal and regulatory advice to business units... on the application of exchange rules and federal securities laws, primarily with respect to equities and options trading. - Conduct research, analysis, and produce written work regarding SEC and SRO rules, including...
real estate investment funds to ensure adherence to . securities laws, AIFMD, and other applicable global regulations. - Monitor regulatory developments and assess their... impact on fund operations, identifying opportunities to modify or enhance the compliance program’s policies and procedures. - O...
Director, Legal Compliance-Fund Job Responsibilities: 1. Regulatory Compliance and Oversight: -... AIFMD, and other applicable global regulations. - Monitor regulatory developments and assess their... impact on fund operations. - Modify and enhance compliance program policies and procedures as needed. - Oversee a...
to the Head of Legal for Company Pershing/Company Wealth Services. The primary responsibilities include: -... Acting as a key adviser to the business, providing essential legal guidance. - Managing and negotiating contracts for Pershing, covering a wide range of advisory, custody, oper...
SEO Friendly Job Title: Regulatory Attorney - Midtown NYC/Florida... Legal Team as a Regulatory Attorney in Midtown NYC/Florida... **Members Only** Seeks Experienced Regulatory Attorney for Legal Department... - Versatile and Experienced Regulatory Attorney Needed at Emigrant... the US as a Regulatory Attorney - Competitive Salary......
Finance Attorney - Vice President, Assistant General Counsel New York, NY, United States Job Summary: - Seeking a highly experienced and knowledgeable Public Finance Attorney to join our legal department at JPMorgan Chase & Co. - This...
legal team to provide comprehensive legal support across Company’s expanding private markets platform. The role encompasses various responsibilities, including: - Making regulatory filings in accordance with... the legal team's framework and coordinating with third-party service providers to ensure timely submissions. - Maintain...
Management System business. The key responsibilities of this position include providing legal advice and support on financial services related to transaction... banking, cash management, deposits, and payment services. The Director, Counsel will... act as the primary attorney and relationship...
federal securities law compliance for a publicly traded real estate investment and financial services company. - Take an... active role in supporting public and private debt and equity offerings, investment transactions, secured financing transactions including mortgage loan warehouse/repurchase facilities, M&A transactions...
& Regulatory Derivatives and Financial Products Job Responsibilities: The role... & Regulatory Derivatives and Financial Products involves a variety... centered around legal and regulatory aspects of trading activities.... The key responsibilities include: - Documentation & Negotiation: - Draft, negotiate, and review...
technology, licensing, vendor, data, and partnership agreements. - Support corporate governance, board materials, policy updates, and entity management. - Provide legal guidance on regulatory matters impacting fintech, payments,... crypto, digital assets, AML, data privacy, and consumer protection. - Collaborate with Compliance and R...
- Assist with insurance regulatory and compliance matters of... the . entities. - Liaise with regulators on various matters as they arise. - Assist with general corporate legal, corporate governance, and compliance matters of the . entities. - Assist with...