Title: Associate Claim Counsel Job Responsibilities: - Follow operational policies to analyze, investigate, and resolve Bond & Specialty Insurance (BSI) claims of varying levels of severity with active supervision from claims management. - Prepare and present reports for management that accurately reflect loss...
Title: Consultant/Wealth Management Compliance Job Responsibilities: - Lead or assist in all aspects of mock regulatory examinations and compliance program reviews, which includes preparing document requests, reviewing documents, conducting interviews, and drafting reports. - Perform a broad scope of work during reviews of...
Title: BDC (Business Development Company) Compliance Officer Job Responsibilities: - Lead or assist in all aspects of mock regulatory examinations and compliance program reviews, including preparing document requests, reviewing documents, conducting interviews, and drafting reports. Oversee and review the work of project...
Title: Senior Securities Counsel Job Responsibilities: - Draft, review, and negotiate contracts related to the company's ETF and mutual fund distribution business. - Research and provide legal advice to the company's business regarding FINRA regulatory and broker dealer compliance issues. - Manage communication and...
including mergers and acquisitions, debt and equity financings, and... other corporate initiatives. The role involves serving as the primary legal partner to the Business Development and Finance teams, collaborating with business... counsel on M&A and debt and equity financings, and......
including mergers and acquisitions, debt and equity financings, and... corporate initiatives. The role involves serving as the primary legal partner to the Business Development and Finance teams, participating in routine... financings, and managing active transactions. Key duties include collaborating with...