Title: US Advisor Attorney-Vice President, Assistant General Counsel Job Responsibilities: - Manage legal coverage for the . Funds Management business. - Oversee the creation and management of mutual funds and exchange-traded funds. - Advise on regulatory developments and their implementation. - Provide legal support to...
PF Loan Specialists, Attorneys, Brokers, Underwriters, Title Companies, and... the Banking Markets to gather due diligence and facilitate the loan closing process. - Provides support for the Sales Teams and ensures excellent customer service through daily interactions. - Responsible for...
Title: Wealth Management Attorney - Vice President, Assistant General Counsel Job Responsibilities: - Serve as a primary legal contact supporting the company's broker-dealer and investment advisory products, services, and sales channels for retail businesses. - Advise on a wide range of projects and...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Administrator Senior Duties: Will provide administrative support for various administrative and compliance matters. Coordinate the production of consulting agreements and compensation disclosure forms, business cards and other template documents as requested by company's sales and client services staff. Act as NFP Securities, Inc. compliance and licensing liaison. Assist with registered representative transition process for new merger partners, as necessary. Mainta... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Licensing Paralegal Duties: Will provide administrative support for various administrative and compliance matters. Coordinate the production of consulting agreements and compensation disclosure forms, business cards and other template documents as requested by company's sales and client services staff. Act as NFP Securities, Inc. compliance and licensing liaison. Assist with registered representative transition process for new merger partners, as necessary. Maintain b... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Administrator Senior The candidate will coordinate the production of consulting agreements and compensation disclosure forms, business cards and other template documents as requested by GRS sales and client services staff. Act as compliance and licensing liaison. Assist with registered representative transition process for new merger partners, as necessary. Maintain broker-dealer registered representative database and organize compliance files. Provide administrati... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Licensing Paralegal The candidate will provide administrative support for various administrative and compliance matters. Will coordinate the production of consulting agreements and compensation disclosure forms, business cards and other template documents as requested by GRS sales and client services staff. Act as compliance and licensing liaison. Assist with registered representative transition process for new merger partners, as necessary. Maintain broker-dealer reg... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
General Counsel/Chief Compliance Officer The candidate will reports to the Chief Legal Officer and is responsible for legal and compliance matters as they relate to firm, its affiliated registered investment advisors (RIAs) and broker-dealer, as well as the firm Funds. Will provide day-to-day legal and regulatory support to firm and its RIA and broker-dealer affiliates, as well as to the firm Funds. Interact closely and advise Chief Legal Officer and other senior b... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Counsel and Chief Compliance Officer Responsibilities: Provide day-to-day legal and regulatory support to MIM and its RIA and broker-dealer affiliates. Interact closely and advise Chief Legal Officer and other senior business executives on matters relating to marketing and distribution of various financial solutions, new product development, and fund administration. Negotiation of agreements with financial intermediaries and other third parties relating to the... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
General Counsel and Chief Compliance Officer Responsibilities: Provide day-to-day legal and regulatory support to MIM and its RIA and broker-dealer affiliates. Interact closely and advise Chief Legal Officer and other senior business executives on matters relating to marketing and distribution of various financial solutions, new product development, and fund administration. Negotiation of agreements with financial intermediaries and other third parties relating t... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
and Benefits: Salary: Not Specified Remote: Yes Benefits: Not Specified Overview Company is looking for a business-savvy lawyer who can balance risk, make sound judgments and win negotiations to serve as its VP, General Counsel. The successful candidate will have 10+ years of broad-based experience in multiple legal disciplines, including federal and state employment law and data privacy and emerging AI. This role is responsible for setting, enforcing,... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Managing Counsel Coverage The candidate will manage a team of attorneys that accept referrals of complex coverage matters and other claim-related legal issues from firm's Commercial Claim organization, primarily from the Environmental and Mass Tort Claim/Asbestos, Life Sciences, and Construction Defect disciplines; and directly handle an inventory of the most complex/high profile referrals in these disciplines. Will also provide assistance from time to time in other line... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Management - Contract Administrator - Broker Dealer Business Management The candidate builds and maintains relationships and has regular interaction with senior management, sales relationship managers and business people in the Mutual Fund and Managed Accounts businesses, and legal and compliance personnel within the lines of business supported by the company. Oversee the standard contract process; ownership of the non-standard/negotiated contracts; information resourc... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here