Title: Senior Legal Counsel Job Responsibilities: The Senior Legal Counsel at the company will serve as a senior member of the legal function, providing strategic advice and leadership to support critical business initiatives in a fast-paced and high-stakes environment. The primary responsibilities...
Title: 40 Act Attorney Job Responsibilities: The 40 Act Attorney at the company will be responsible for several key duties related to registered investment products, including privately offered business development companies (BDCs), non-traded BDCs, and non-listed real estate investment trusts (REITs). The...
Title: US Advisor Attorney-Vice President, Assistant General Counsel Job Responsibilities: - Manage legal coverage for the . Funds Management business. - Oversee the creation and management of mutual funds and exchange-traded funds. - Advise on regulatory developments and their implementation. - Provide legal support to...
& Deputy General Counsel (CCO). The primary responsibilities include assisting the CCO with oversight of the . broker dealer compliance program and... supporting global compliance initiatives alongside the European Head of Compliance (EHC). Key duties involve: - Monitoring the FINRA regu...
Title: Sr. Director, Corporate Counsel - Investment Fund Job Responsibilities: The Sr. Director, Corporate Counsel will be a key member of the company's global Legal Risk Sustainability Compliance (LRSC) Team, serving as in-house counsel focused on the company's real estate investment funds....
Title: Senior Director, Corporate Counsel - Investment Fund Job Responsibilities: - Advise on a wide array of legal and regulatory matters concerning the formation, structuring, distribution/marketing, and operation of private funds. This includes preparing and negotiating private placement memoranda, partnership agreements, term...
Title: Tax Partner - Capital Markets - Financial Services Job Responsibilities: As a Tax Partner within the Capital Markets practice, you will work on a variety of capital market clients, focusing on the taxation of financial products and investment vehicles....
Wealth Strategist - Private Wealth Management Los Angeles, CA, United States Be the First to Apply Job Description We are looking for a highly qualified candidate for a Private Wealth Strategist position within our Private Wealth Management group who...
Title: Senior Associate, Licensing Acquisition Job Responsibilities: - Possess a working knowledge of state regulatory, exam, and licensing processes, which may include conducting additional research as needed. This may also involve reviewing work conducted by Associates. - Participate in state money transmission license...
Title: Senior Claims Specialist - EPL/Fiduciary Job Responsibilities: - Manage and handle complex Employment Practices Liability Claims to determine appropriate valuation, settlement strategies, and ensure adherence to company policies. - Attend mediations and monitor trials as necessary to resolve disputes effectively. - Draft coverage...