Job Title: SVP, Associate General Counsel, Chief Privacy Officer Job Responsibilities: - Lead a team of dedicated privacy attorneys and professionals, providing guidance on substantive legal issues and contributing to their career development. - Serve as a member of various authorized risk committees and executive leadership for projects, influencing strategy with executive stakeholders. - Stay informed about privacy laws and regulations, including the Gramm-Leach-Blile
Job Title: Sr. Tax Planner Job Responsibilities: - Review clients’ past tax returns during the financial planning process to identify incremental opportunities. - Collect, analyze data, and provide recommendations. - Ensure that all tax-related research and data gathering is complete, create deliverables (“Tax Plan”), and present them to advisors and clients. - Research ad-hoc tax planning questions to support advisors and their clients. - Demonstrate an understanding ...
Job Title: Vice President, Assistant General Counsel - AI Job Responsibilities: - Provide strategic legal counsel for the development, deployment, and oversight of artificial intelligence (AI) technologies within the company's broker-dealer and investment advisory operations. - Advise on legal and regulatory issues pertaining to AI use in broker-dealer functions such as trade surveillance, client onboarding, and compliance automation. - Draft, review, and negotiate contracts
Job Title: Legal Internship Job Responsibilities: As a Legal Intern at the company, you will engage in specific projects to gain valuable work experience. The internship focuses on various areas of law including real estate, general corporate, labor and employment, and contract law issues. Your responsibilities will include: - Preparing memoranda, summaries, and other content to effectively communicate research and analysis results to the in-house Legal Department or intern