Job Title: Senior Paralegal - Hybrid Job Responsibilities: - Serve... filings required under the Investment Company Act, Investment Advisers... Act, Securities Act of 1933, and Securities and Exchange Act of 1934. - Prepare drafts of regulatory documents for various mutual funds, exchange-traded funds,...
Job Title: Senior Paralegal Job Responsibilities: - Serve the needs... as required under the Investment Company Act, Investment Advisers... Act, Securities Act of 1933, and Securities and Exchange Act of 1934. - Prepare drafts of regulatory documents for various mutual funds, exchange-traded funds,...
Job Title: Senior Paralegal - Alternatives Investments Job Responsibilities: As... a Senior Paralegal in the Alternatives Investments... managing workflow across multiple fund transactions from initiation through... closing, involving coordination with multiple functional teams and external counsel. - Assisting the legal team in reviewing...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Investment Paralegal The candidate will... understand the concepts of investment transactions. Compile deal documents... and other information and obtain signatures. Complete private equity fund subscription documents and coordinate... the provision of supporting “know-your-client” documentation with outside counsel and administrative agents. Review commercial leases and complete lease abstracts and accompanying documents including SNDAs and TECs. Support company real estate acquisit... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Investment Paralegal Duties: Understand concepts... of investment transactions. Compile deal documents... and other information and obtain signatures. Complete private equity fund subscription documents and coordinate... the provision of supporting “know-your-client” documentation with outside counsel and administrative agents. Review commercial leases and complete lease abstracts and accompanying documents including SNDAs and TECs. Support company real estate acquisitions and dispos... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Investment Paralegal The candidate will... understand basic concepts of investment transactions. Compile deal documents... and other information and obtain signatures. Complete private equity fund subscription documents and coordinate... the provision of supporting “know-your-client” documentation with outside counsel and administrative agents. Complete lease abstracts and accompanying documents including SNDAs and TECs. Support company real estate acquisitions and dispositions, and... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Paralegal II The candidate will... serve as an investment management/mutual funds paralegal. Responsibilities... would include: preparation... of fund prospectuses and related documents... as well as filing of registration statements with the SEC. Additional responsibilities include: preparation of other mutual fund disclosure documents including supplements... and proxy statements. Should have at least one of the following: A certificate of completion of a paralegal program approved by th...... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Paralegal II The candidate will... serve as an investment management/mutual funds paralegal. Responsibilities... would include: preparation... of fund prospectuses and related documents... as well as filing of registration statements with the SEC. Additional responsibilities include: preparation of other mutual fund disclosure documents including supplements... and proxy statements. Should have at least one of the following: A certificate of completion of a paralegal program approved by th...... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Paralegal/Legal Assistant- Investments The candidate... will have following duties: Manage the fund deal flow process as... it pertains to potential investment opportunities; Prepare investment subscription... documents and related materials; Communicate with fund managers and legal counsel... to ensure materials are reviewed, processed and submitted in a timely and appropriate manner; Coordinate meetings with the Investment Team to ensure funds... are evaluated in a timely and responsive... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Consultant The candidate will work as an Investment Adviser Compliance. Will oversee... independent management of the Fund's Investment Adviser (Adviser) compliance program... and oversee Adviser's compliance infrastructure. Ensure that compliance policies and procedures are comprehensive, current and reflect Adviser's business activities and process. Implementation of monitoring and testing programs for regulatory controls; assess compliance operations identified in... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
# Legal Affairs Manager Ameriprise Financial is looking for a Legal Affairs Manager who will assist attorneys in support of all aspects of investment management matters. The successful... candidate will have research and analytical skills as well as experience working in the financial services and/or asset management industry. This is a full-time, exempt position based in Minneapolis, Minnesota, Boston, Massachusetts, or New York, New York. ## Responsibilities * Manage... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Paralegal The candidate will serve... all internal and external client needs including preparation of registration statements and/or other regulatory filings required under the Investment Company Act, Investment Advisers... Act, Securities Act of 1933 and Securities and Exchange Act of 1934. Prepare drafts of regulatory documents for various mutual funds, exchange-traded funds and closed-end funds for filing with the . Securities and Exchange Commission (SEC), including... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Regulatory Compliance Specialist. The incumbent will conduct independent review and interpretation of investment clients disclosure documents, prospectuses... and current legislation to ensure consistent disclosure and to determine the limits that investment managers need to abide... by to ensure accurate and robust compliance monitoring. Will provide compliance interpretation support and advice. Bachelors' degree required. 8 years' regulatory investment compliance experience i... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here