Title:** Legal Wealth Advisor II **Job Responsibilities:** A Legal Wealth Advisor II is tasked with managing and expanding a portfolio of clients primarily consisting of small to mid-sized law firms and attorneys. The role focuses on the origination and ongoing management of...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Paralegal III - Compliance ... Duties: Under general supervision, uses knowledge and skills obtained through education, experience, specialized training and/or certification to undertake and complete projects for the design, implementation, maintenance, supervision or improvement of compliance functions for the Equity Capital Markets (ECM) institutional sales offices located outside the United States. Leads smaller projects having a defined scope and manages with limited super... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Paralegal III - Compliance ... Duties: Under general supervision, uses knowledge and skills obtained through education, experience, specialized training and/or certification to undertake and complete projects for the design, implementation, maintenance, supervision or improvement of compliance functions for the Equity Capital Markets (ECM) institutional sales offices located outside the United States. Leads smaller projects having a defined scope and manages with limited super... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Paralegal The candidate will serve... all internal and external client needs including preparation of registration statements and/or other regulatory filings required under the Investment Company Act, Investment Advisers Act, Securities Act of 1933 and Securities and Exchange Act of 1934. Prepare drafts of regulatory documents for various mutual funds, exchange-traded funds and closed-end funds for filing with the . Securities and Exchange Commission (SEC), including... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
- Global Marketing Compliance The candidate will be responsible for setting standards, reviewing, advising, analyzing, and evaluating global communications content (which includes advertising, digital, social and other marketing) to ensure compliance with regulatory requirements and internal guidelines. Under minimal supervision, guide internal marketing teams on the compliance for projects and customer facing communications to ensure company meets requirements unde... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
and Regulatory Support The candidate will Prepare regulatory filings on behalf of firm Investment Management Americas, for example: Quarterly filing of forms CTA-PR and CPO-PQR with the National Futures Association. Assist with Secretary duties for IROC and SAOC – Gather materials for meetings, responsible for reports and compiling into meeting package. Taking notes on meetings, writing minutes. Editing Terms of Reference as needed. Managing the scheduling of monthly... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Paralegal-Securities Filings Responsible for... drafting and reviewing offering documents under the Securities Act of 1933 for the CNL Credit products and new product offerings, which includes registration statements, prospectuses, amendments and supplements (including appendices and exhibits) through the Securities and Exchange Commission, FINRA and state approval processes... . Responsible for drafting, reviewing, and coordinating ongoing SEC filings such as ’34 Act periodic... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Paralegal Dispute Advisory Group The... candidate will support the Complaint Unit and other attorneys as needed. Will be primarily responsible for the intake/close out of verbal and written client complaints for a retail broker dealer/RIA and insurance agency business. Use independent judgment and decision making with regard to the accurate analysis of each matter to determine the nature of the allegations, identification of the correct FINRA problem and product codes... and, more... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Asset Wealth Management - Paralegal The candidate will include,... Regulatory Filings with FINRA and ARA client documentation... drafting support B24 Compliance Report Supervision. Service Level Agreement drafting and repository oversight. Should have Bachelor’s Degree or equivalent required. Paralegal experience preferred. Motivated and... enthusiastic team player, able to work alone or with others in a fast paced, dynamic environment.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Paralegal - Dispute Advisory Group... The candidate will work in the retail investment legal department to support the Complaint Unit and other attorneys as needed. Will be primarily responsible for the intake/close out of verbal and written client complaints for a retail broker dealer/RIA and insurance agency business. This process requires the use of independent judgment and decision making with regard to the accurate analysis of each matter to determine the nature of the all... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Non-Disclosure Agreements, Legal The candidate will be responsible for drafting, reviewing and negotiating non-disclosure agreements and release (or non-reliance) letters for Bank’s global markets and corporate finance divisions. Liaise and coordinate with the business on the transaction requirements and other deal lawyers as necessary to comply with the bank’s policies and procedures. Negotiate as necessary with clients or counter parties on a transaction to... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here