Asset Management - Infrastructure Fund Formation... to join our Asset Management team in New York,... in the areas of investment vehicle management, capital raising,... and regulatory... and governance matters. This role offers a competitive salary range of $140,, per year,...
for the . Funds Management business. - Oversee the... creation and management of mutual funds and... exchange-traded funds. - Advise on regulatory developments and their implementation. - Provide legal support to the company Funds’ Boards of Trustees. - Collaborate with...
Title: Senior Securities Counsel Job Responsibilities: - Draft, review, and negotiate contracts related to the company's ETF and mutual fund distribution business. - Research and provide legal advice to business regarding FINRA regulatory and broker dealer compliance issues. - Manage communication and interaction with...
a variety of advisory, custody, operational, and technology services. - Provide general legal support to the broker-dealer and registered investment adviser as needed. -... Advise on new product development and regulatory risk management decisions. - Keep informed... on legislation a...
contracts for Pershing for a variety of advisory, custody, operational, and technology services. - Provide general legal support to the broker-dealer and registered investment adviser as needed. -... Advise on new product development and regulatory risk management decisions. - Keep...
Title: Senior Legal Counsel Job Responsibilities: - Analyze new and existing products and services to identify risks and ensure compliance with applicable regulations, particularly focusing on the Investment Advisers Act. - Identify and... mitigate risk implications while providing legal advice in connection with...
Director, Corporate Counsel - Investment Fund Job Responsibilities: The Sr. Director,... the company’s real estate investment funds. The role involves: -... Advising on a wide range of legal and regulatory matters related to private funds, including formation, structuring, distribution/marketing, and operations. - Preparing and...
Job Title: Associate General Counsel Wealth Job Responsibilities:... - Advise senior management and other stakeholders on... the Bank’s full-service wealth management business, which includes RIA,... Broker Dealer, and Trust (including Delaware trust) offerings and services. - Develop and support the implementation...
structuring and negotiating private investment platforms, including direct responsibility... for GP stakes and the establishment of rated feeder fund structures. - Advise on and oversee the legal structuring and seeding of new Business Development Company (BDC) platforms, ensuring compliance with...
Title: Senior Director, Corporate Counsel - Investment Fund Job Responsibilities: The Senior... Director, Corporate Counsel will be part of the Legal Risk Sustainability Compliance (LRSC) Team at the company, serving as the the company's real estate investment funds. The primary responsibilities......
negotiate contracts for a variety of advisory, brokerage, technology, and operational services within Pershing. - Provide general legal support to broker-dealer, registered investment adviser, and technology affiliate... as needed. - Advise on new product development and regulatory risk management decisions. - Provide busin...
Title: Legal Counsel Job Responsibilities: - Lead the structuring and negotiation of mergers and acquisitions (M&A), joint ventures, partnerships, and other corporate transactions, including drafting and negotiating term sheets and definitive documents. - Drive the company's global business expansion efforts, including scoping out...
Job Title: Associate General Counsel Job Responsibilities:... Associate legal guidance to senior management and the business, supporting... entirety of the Wealth Management business. Key responsibilities include:... - Advising senior management and other stakeholders on... within the Bank’s wealth management business, including RIA, Broker......
Title: Vice President, Corporate Legal Job Responsibilities: The Vice President, Corporate Legal at the company is responsible for leading a team that advises on a wide range of general corporate and securities law issues. This role supports the company's corporate governance, strategic...
Job Title: Corporate & Investment Bank Securities Services Attorney Job... Responsibilities: - Reviewing, identifying, analyzing, and escalating issues raised during the negotiation of various complex service agreements, including custody, fund administration, and non-disclosure agreements for institutional clients. - Contributing to the oversight of...
Title: Senior Counsel, Corporate Job Responsibilities: - Advise on securities law and SEC compliance, including public company reporting activities such as current and periodic reports, proxy statements, registration statements, and Section 16 compliance. - Collaborate with the treasury-capital markets team and other legal...
legal advice to the Investment Banking Division (IBD), including... the Mergers & Acquisitions (M&A) group and industry coverage groups, on various legal matters. These include deal structures, . securities laws, state corporation laws, bankruptcy law, and other legal questions related...
across various lines of business. Provide guidance on existing and new services and product offerings across institutional and retail channels for retirement investors. Negotiate investment management agreements, trading documents,... and other contracts involving plan assets. Participate in client onboarding an...
on derivatives-related trading agreements and regulatory obligations within the Investment Management Legal team. The... role entails: - Collaborating with business partners to support Parametric products, clients, and initiatives. - Drafting and negotiating a wide array of contracts, including investment manageme...
Title: Benefits Lawyer, Executive Director Job Responsibilities: - Review, analyze, and draft decision letters concerning 401(k), pension, and health and welfare plan claims and appeals. - Provide strategic, legal, and technical advice on the design, administration, and compliance of qualified pension, profit-sharing, 401(k),...
General Counsel - Asset Management Job Responsibilities: The Executive Director, Assistant... General Counsel - Asset Management at the company is... the company's affiliated . investment adviser. This leadership role... requires sound judgment and a deep sense of organizational stewardship. The position involves...
Title Director & Senior Counsel, Complex Claims Job Responsibilities - Manage a full caseload of the most complex and high-exposure claims within the Casualty Claims division with minimal oversight and direction. - Analyze coverage, communicate coverage positions, and manage related coverage litigation. - Proactively manage...
Legal at a leading investment bank, addressing a wide... range of legal and regulatory questions related to the Futures Commission Merchant (FCM) business and associated functions. - Act as a trusted advisor to the business and control-side colleagues, providing counsel on...
a wide variety of Management Liability Claims, including Bankers... Professional Liability (BPL), Investment Advisors, Private Equity Errors... and Omissions (E&O)/D&O, and Insurance Company Professional Liability (ICPL). Experience with Transactional Liability claims such as Representations and Warranty, Judgment Preservation & Contingent...
TITLE Legal, Structured Finance Attorney, Vice President JOB RESPONSIBILITIES - Provide legal counsel and advice supporting the firm's Structured Finance and Mortgage businesses. - Advise business teams on structured finance transactions, including commercial mortgage and mezzanine loan transactions, commercial mortgage...
Job Title: SVP, Associate General Counsel, Chief Privacy... and Senior Vice President, Associate General Counsel at the... company is a pivotal leadership role within the legal department, tasked with managing a team of privacy attorneys and professionals. The CPO is...
Title: Regulatory Counsel Job Responsibilities: The Regulatory Counsel position offers an engaging opportunity to work across various teams within the company, including Underwriting, Comptrollers, Investments, Regulatory Reporting, Tax, and Litigation. The role involves providing insurance regulatory support for the operations of the...
Title: Securities Services Attorney - Executive Director Job Responsibilities: - Provide legal advice and support on complex transactional matters, including negotiating agreements for agency securities finance, custody, and fund services with institutional clients. - Collaborate with stakeholders across Securities Services product areas, including...
federal securities law compliance for a publicly traded real estate investment and financial services company. -... Take an active role in supporting public and private debt and equity offerings, investment transactions, secured financing transactions... including mortgage loan warehouse/repurchase facilities, M&A transactions...
Senior Claims Specialist - Management Liability Job Responsibilities: - Serve... Claims Specialist focusing on management liability claims within the... claims including private equity, investment advisors' errors and omissions,... directors and officers, and insurance professional liability. - Collaborate with team members across...
Title: Tax Attorney (Tax Planning) Job Responsibilities: - Identify and resolve Federal, International, and State and Local tax matters and related issues. - Provide research and assistance in cross-border transactions, including analysis and planning. - Work with internal clients on tax planning and structuring...
the company's real estate investment funds to ensure adherence... to . securities laws, AIFMD, and other applicable global regulations. - Monitor regulatory developments and assess their impact on fund operations, identifying opportunities to modify or enhance the compliance program’s policies and...
draft, and negotiate complex investment transactions including credit, hybrid... as convertible/hybrid or structured preferred securities, holding company notes, mezzanine and subordinated loans, and senior secured credit facilities. - Provide legal leadership throughout the investment lifecycle, from initial documentation... to amendments a...
Job Title: Sr. Associate/VP - Associate General Counsel Job... Responsibilities: The Sr. Associate/VP - Associate General Counsel... is responsible for representing the company and its affiliated entities and managed accounts as lenders and investors in senior lending transactions. This role involves...
to the Corporate & Investment Banking Group (CIB), including... documentation for financial transactions. - Present updates to senior management and manage corporate governance... in support of CIB under the supervision of the General Counsel for CIB in the US. - Draft an...
Title Lead Counsel, Data Center Development Job Responsibilities - Assist the company's Infrastructure Data Centers Strategy (IDCS) Team in the development and expansion of data center campuses in the . This includes managing the purchase of real property, negotiating economic...
Title: Senior Counsel and Director, Tax Credits Job Responsibilities: The Senior Counsel and Director, Tax Credits holds a pivotal role within the company, primarily serving as the lead transactional attorney on tax credit transactions. This position involves: - Leading, structuring, and negotiating the...
the company's real estate investment funds. - Ensure adherence... to . securities laws, AIFMD, and other applicable global regulations. - Monitor regulatory developments and assess their impact on fund operations. - Modify and enhance compliance program policies and procedures as...
Title: Senior Director, Senior Managing Counsel Job Responsibilities: The Senior Director, Senior Managing Counsel at Company plays a pivotal role in the Legal department, reporting directly to the Head of Legal for Company Pershing/Company Wealth Services. The primary responsibilities include: - Acting as...
Title Director & Senior Counsel, Complex Claims Job Responsibilities - Manage a full caseload of the most complex and high-exposure claims within the Casualty Claims division with minimal oversight and direction. - Analyze coverage, communicate coverage positions, and manage related coverage litigation. - Proactively manage...
Title: Senior Counsel and Director, Alternative Credit Job Responsibilities: The Senior Counsel and Director, Alternative Credit at the company is a pivotal role within the department, specifically supporting the Head of Alternative Credit. The responsibilities of this position are diverse...
Job Title: Vice President, Associate General Counsel Job Responsibilities: - Provide... the company’s Digital Asset Management team on all aspects... Advise the Digital Asset Management team on the development... ongoing operations of asset management products and services involving... digital assets and blockchain...
Title: Global Technology Legal Senior Counsel Job Responsibilities: - Structure, draft, and negotiate agreements with third parties for technology products and services, including intellectual property licenses, SaaS, software, hardware, maintenance, reseller, professional services, market data, index license, platform, and cloud services contracts. -...
aspects of the asset management business, focusing on mutual... funds, interval funds, and retail SMA (wrap program) business. - Review and negotiate firm-level vendor contracts across various business functions, ensuring alignment with requirements. - Assist Human Capital Management with legal review of......
Title Senior Legal Counsel Job Responsibilities The Senior Legal Counsel will be part of the Workplace Investing (WI) legal team at the company, where they will play a pivotal role in advising the defined contribution plan recordkeeping, administration, trust, and institutional...
team in Newark, NJ. This is a full-time role with a competitive salary range of $210,700 to $285,100, depending on experience and location. The successful candidate will support PGIM Fixed Income's asset management business and work closely... with a global...
Senior Claims Specialist - Management Liability - Financial Institutions Job... Claims Specialist focused on management liability claims within the... claims, including private equity, investment advisors' errors and omissions,... directors and officers, and insurance professional liability. - Collaborate with team members across North...
Title Director & Senior Counsel, Complex Claims Job Responsibilities - Manage a full case load of the most complex/high exposure claims within Casualty Claims with minimal oversight and direction. - Analyze coverage, communicate coverage positions, and manage related coverage litigation....
Title: Director, Lead Counsel Corporate Affairs Job Responsibilities: - Lead all legal aspects of mergers and acquisitions (M&A) transactions, including due diligence, structuring, negotiation, execution, and post-closing integration. - Draft, review, and negotiate key transaction documents such as NDAs, term sheets, purchase agreements,...