Job Title: SVP, Associate General Counsel, Chief Privacy Officer Job... Responsibilities: The Chief Privacy Officer (CPO) and... Senior Vice President, Associate General Counsel at the company... is a pivotal leadership role within the legal department, tasked with managing a team of privacy...
Job Title: Counsel - Securities and Corporate/Employment Job... Responsibilities: - Collaborate with the Chief Legal Officer (CLO) and... finance group to prepare SEC-related documents, including 10-Ks, 10-Qs, 8-Ks, Proxy Statements, and Section 16 on disclosure matters and compliance with NYSE, SEC, and......
skills independently as lead counsel or as part of... a team, ensuring efficiency, proactive case management, and high-quality work product. - Handle all matters in accordance with Nationwide Trial Division (NTD) standard methodology guidelines, claims, and client expectations with minimal oversight. -...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Senior Compliance Manager The candidate will... work closely with company's Chief Compliance Officer and General Counsel... on legal, regulatory,... and compliance matters affecting the firm.... Will supervise and maintain the firm's compliance procedures. Administer the firm's... compliance program, including documenting the... program and maintaining the personal trading program and email surveillance. Draft policies and procedures, including updating, monitoring, and testing of the firm's... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Regulatory Counsel The candidate will report... to company's Chief Compliance Officer/Deputy General Counsel. Will directly work... with... the Chief Compliance Officer on the... ongoing refinement and maintenance of the world-wide regulatory and compliance program. Advise asset managers... and traders on an active trading desk in real time on various legal and regulatory issues. Develop policies, procedures and controls relating to various investment advisor and broker dealer issue... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Regulatory and Compliance Counsel The candidate will report... to the Chief Compliance Officer/Deputy General Counsel. Will directly work... with... the Chief Compliance Officer and other... members of the Compliance Department on the ongoing... refinement and maintenance of the worldwide regulatory and compliance program. Monitor and enforce... pay-to-pay rules and regulations and related state lobbyist registrations. Advise registered representatives of the Firm's limited placement broker-d... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
VP Counsel The candidate will report... to General Counsel and Chief Compliance... Officer.... The professional will support company's compliance infrastructure and provide legal... support. Will refine, implement and enforce policies and procedures as required under the Adviser's Act and Commodity Exchange Act. Draft and implement operational policies and procedures. Update the business on compliance legal and regulatory developments.... Liaise with resources in the Newport Beach office.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal/Compliance Specialist - Associate Responsibilities: Assisting with legal and regulatory compliance oversight of a .... registered investment adviser that advises a variety of client types (., private funds (including FOFs), registered investment companies, and managed accounts). The position requires the individual to work closely with the Chief Compliance Officer and General Counsel... and coordinate efforts... with other members of the Legal and Compliance Team, as well... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Regulatory Counsel New York ... Corporate Group Ref#: 1397 Date published: 9-Oct-2013 Fortress is looking for an experienced regulatory and compliance lawyer who understands the... financial markets, the fiduciary obligations of investment advisers in the alternatives sector and the dynamic regulatory landscape in which Fortress operates. This is a highly unique opportunity to join the Legal and Compliance Department of a leading,... publicly-traded, SEC-registered inves... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
VP, Counsel Duties: Focus on providing... regulatory compliance advice and related legal... advice to firm’s compliance staff, investment personnel, trading... desks, marketing groups and operations teams. The position also will assist with the firm’s response to regulatory inquiries, compliance training efforts, and development... of compliance policies and procedures. Reports... directly to firm’s Chief Compliance Officer and Deputy... General... Counsel. Become involved in... cross... border... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Chief Privacy Officer Duties:... Leads the Privacy program in the . Oversees the Privacy program and regulatory work, including all ongoing activities related to the development, implementation, maintenance of, and adherence to the company’s policies and procedures covering the privacy of, and access to protected information in compliance with federal and state... laws and industry best practices. Is fully accountable for the US Privacy Program as the Chief Privacy Officer.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Director, Legal Affairs & Compliance Duties: Direct the... management of legal affairs and compliance for the organization. Provide... legal advice and counsel to the Board of... Directors, Officers employees of the organization and external counsel, either directly or through... the supervision of in-house counsel. Supervise all Legal and... Compliance staff across the system.... Will work with and report to the President & CEO and the System Board, and will be a member of the Senior Manag... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Officer and Operations Associate... directly to the firm’s General Counsel, Chief Compliance Officer... and Chief Operating... Officer and will... discharge the Firm’s daily compliance, operations and HR obligations.​... Ensure and enforce compliance by firm and all... of employees with all FINRA and SEC rules and regulations; with clients’ individual compliance policies pertaining to the... use of the firm’s network of consultant and other r... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here