Legal Staff Paralegal in Salt Lake City, UT

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Law Firm

Salt Lake City, UT

Legal Staff Paralegal in Salt Lake City, UT

Legal Staff

No

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Corporate Paralegal The candidate will coordinate SEC filings for public and private offerings, including preparation and filing of documents (under attorney supervision); communicate with securities examiners and participation in the resolution of issues. Prepare exchange listing and notification applications (NYSE, Nasdaq, OTC). Beneficial ownership reporting (Schedule 13D/13G). Obtain CUSIP identification numbers. Assist with preparation of SEC and state company compliance requirements and forms; work with printers and coordinate filings with SEC. Prepare preliminary draft of operative documents relating to offerings. Prepare drafts of various agreements, closing checklists, certificates and closing documents. Prepare corporate organizational and operational documents; keep accurate lists and reminders for annual corporate maintenance; maintain minute books and corporate records; issue stock certificates and maintain stock records. Perform research and analysis relating to securities, blue sky and corporate laws. Order due diligence searches and summarize results; complete UCC and other lien and lien termination filings as necessary. Prepare incorporation/formation documents and coordinate with corporate filing agents. Prepare board resolutions and shareholder consents. Prepare and file Form D with the SEC and state securities regulatory authorities, including electronic filings made through the EFD filing system. Review subscription materials for private offering investors. Prepare and maintain capitalization schedules. May be requested to perform other duties not mentioned above. Bachelor's degree or completion of a paralegal program is required. Experience as a paralegal in the corporate area and/or similar work experience is required.

Apr 07, 2022
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