Role: Compliance Regulatory Officer, Associate
Experience: 4-7 years
Salary Range: $82, - $140,
Employment Type: Full Time
Location: Jersey City, NJ, US
Company: SMBC Group
Department: Regulatory Change Management Team
H1: Join SMBC Group as a Compliance Regulatory Officer Associate
H2: Exciting Opportunity with Competitive Salary and Benefits
Overview:
- SMBC Group, a top-tier global financial group with a 400-year history, is seeking a Compliance Regulatory Officer to join their team in Jersey City, NJ.
- The role offers a competitive salary range between $82, and $140,, based on the candidate's qualifications and experiences.
- SMBC Group has a presence in nearly 40 countries, with more than 130 offices and 80,000 employees worldwide.
- Backed by the capital strength of SMBC Group and its relationships in Asia, the organization offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance.
- As a member of the Regulatory Change Management team, the Compliance Regulatory Officer will serve as a subject matter expert, responsible for identifying and overseeing the timely implementation of new or changes to existing laws, rules, regulations, and material regulatory guidance for SMBC.
Qualifications:
- Bachelor’s degree or equivalent required, with a graduate business degree or . preferred.
- Must have a former regulator, compliance, and/or attorney/legal background, with established relationships with industry and regulators preferred.
- Comprehensive knowledge of the regulatory environment, including federal and state banking laws and regulations.
- Experience working with regulators, specialized regulatory consulting firms, or law firms.
- Understanding of large and complex financial institutions and their functions, including Risk Management, Compliance, Legal, and Operations.
- Strong organization and time management skills, with attention to detail.
- Proven track record of managing high priority items in high-pressure environments.
- Advanced project management skills and experience in leading and program managing end-to-end regulatory change management programs.
- Excellent communication, analytical, and writing skills, with the ability to work collaboratively.
- Must have 4-7 years of specialized experience in Financial Services and 4+ years of experience within Banking or Financial Services Regulatory Compliance, Governance, Legal, or related department, preferably with a foreign banking institution doing business in the .
- Bachelor's degree required, with a Master's degree or law degree desired.
- Proficiency in MS Word, MS Excel, MS PowerPoint, Outlook, Lotus Notes, and SharePoint.
Hybrid Workforce Model:
- SMBC Group offers a hybrid workforce model, allowing employees to work from home and from an SMBC office.
- Candidates must live within a reasonable commuting distance of their office location.
- Certain roles may not be eligible for hybrid work, including FINRA-registered roles that require in-office attendance for the entire workweek.
Reasonable Accommodations:
- SMBC Group provides reasonable accommodations during the application process for applicants with disabilities, consistent with applicable federal, state, and local law.
- Candidates can request accommodations by emailing .
Join SMBC Group as a Compliance Regulatory Officer and be a part of a top-tier global financial group with a 400-year history. This role offers a competitive salary range and a diverse range of financial services, with a presence in nearly 40 countries and over 80,000 employees worldwide. As a Compliance Regulatory Officer, you will serve as a subject matter expert and be responsible for identifying and overseeing the timely implementation of new or changes to existing laws, rules, regulations, and material regulatory guidance for SMBC. Apply now and be a part of a dynamic and innovative team at SMBC Group.
