Attorney in Philadelphia, PA

Public Interest

Philadelphia, PA

Attorney in Philadelphia, PA

Non-practicing Attorney

5-10 yrs required

No

SEO-friendly job title: Senior Principal Investigator - FINRA IRG (All Locations)

H1 heading: Join FINRA as a Senior Principal Investigator in our Initial Review Group (IRG)

H2 heading: Responsibilities and Qualifications for Senior Principal Investigator Position

Bold headlines:
- Lead and Strategize on Departmental Response to Market Events
- Proactively Identify Notable Trends and Develop Strategies
- Collaborate with Senior Management to Identify Cross-Operational Risk
- Develop and Maintain Department Playbooks
- Research, Analyze, and Prepare Essential Data Point Support
- Independently Lead and Execute on Highest Impact Matters
- Conduct Reviews and Approvals of Market Event Summaries
- Identify and Facilitate Training Needs
- Demonstrate Specialization in Critical Areas
- Participate in Internal and External Meetings
- Lead and Participate in Initiatives and Special Projects
- Bachelor's Degree or Equivalent Experience Required
- Expert Knowledge of Relevant FINRA Rules and Federal Securities Laws
- Highly Advanced Written and Verbal Communication Skills
- Advanced-to-Expert Knowledge of Securities Rules and Regulations
- Advanced-to-Expert Knowledge of Firm Business Models and Products
- Advanced-to-Expert Knowledge of All Major Review Areas
- Intermediate-to-Advanced Knowledge of FINRA's Risk Fundamentals
- Work is Normally Performed in a Hybrid Office Environment
- Extended Hours May be Required

Full-Time Senior Principal Investigator Position at FINRA IRG - Competitive Salary and Benefits Offered