Litigation - Securities Litigation - Defense Attorney in San Francisco, CA

Public Interest

San Francisco, CA

Litigation - Securities Litigation - Defense Attorney in San Francisco, CA

Attorney

7-10 yrs required

No

SEO Friendly Job Title: Vice President, Enforcement Legal

H1 Heading: Join FINRA as the Vice President of Enforcement Legal

H2 Heading: Lead High-Impact Investigations and Disciplinary Actions as the VP of Enforcement Legal

Bold Headlines:

- Lead and Manage Attorney Teams for High-Impact Investigations and Disciplinary Actions
- Collaborate with Regulatory Operations Partners for Efficient and Timely Regulatory Outcomes
- Provide Exemplary Service to FINRA's Regulatory Service Agreement Customers
- Communicate Effectively and Collaborate with Management in Enforcement and Other Departments
- Oversee Performance and Development of Enforcement Attorney Teams
- Achieve Timely and Foreseeable Enforcement Outcomes in Accordance with Department Priorities
- Identify and Monitor High-Risk Firms and Brokers Across the Enforcement Program
- Ensure Efficient Execution of Complex and High-Profile Enforcement Matters
- Provide Real-Time Feedback and Updates to the Department on Legal Developments and Achievements
- Serve as Primary Source of Legal Expertise on Enforcement Matters
- Collaborate with Member Supervision and Market Regulation Transparency Services for Efficient Investigative Process
- Enhance Working Relationships and Teamwork Between Enforcement and Other FINRA Departments
- Lead Special Projects and Produce Special Reports for Senior Leadership
- Attend and Speak at Legal and Industry Regulatory Conferences
- Competitive Salary Range Based on Location and Qualifications