Associate — Investment Funds Regulatory

Min 3 yrs required

Full-time

No

Salary: Competitive

Law Firm is looking for an Associate to join its Investment Funds Regulatory Practice. The ideal candidate must have a minimum of 3 years of relevant asset management regulatory experience and a strong working knowledge of the Investment Advisers Act of 1940 and the Investment Company Act of 1940. Private equity and hedge fund formation experience is also helpful.

Duties and Responsibilities:

• Provide legal, regulatory, and compliance advice to investment advisers, family offices, and other financial institutions around the globe
• Advise on Investment Company Act issues, including regulatory, status, and structuring issues
• Counsel clients in SEC examinations, investigations, and enforcement proceedings
• Work closely with the firm’s white collar litigation department in connection with those matters
• Structuring of complex corporate transactions involving investment advisers and investment funds

Qualifications:

• Minimum of 3 years of relevant asset management regulatory experience
• Strong working knowledge of the Investment Advisers Act of 1940 and the Investment Company Act of 1940
• Private equity and hedge fund formation experience
• Excellent written and oral communication skills
• Excellent problem-solving skills
• Ability to work independently and as part of a team
• Ability to work under pressure and meet deadlines

Salary:

Law Firm offers a competitive salary for this position.

How to Apply:

Direct applicants, please apply here.

Search firm submissions, please visit here.

Review your rights under US employment laws here.

If you have any questions about the application, please contact:

Christopher DaRocha-Boyle
Recruiting Manager – US Lateral Associate Hiring


Law Firm is looking for an Associate to join its Investment Funds Regulatory Practice. The ideal candidate must have a minimum of 3 years of relevant asset management regulatory experience and a strong working knowledge of the Investment Advisers Act of 1940 and the Investment Company Act of 1940. Private equity and hedge fund formation experience is also helpful.

The Investment Funds Regulatory Practice is a global team of lawyers, providing legal, regulatory, and compliance advice to investment advisers, family offices, and other financial institutions. The team assists clients in operating and managing private equity funds, private credit funds, hedge funds, and real estate funds, and structuring of complex corporate transactions involving investment advisers and investment funds. The group also regularly counsels clients in SEC examinations, investigations, and enforcement proceedings and works closely with the firm’s white collar litigation department.

The ideal candidate must have the following qualifications:

• Minimum of 3 years of relevant asset management regulatory experience
• Strong working knowledge of the Investment Advisers Act of 1940 and the Investment Company Act of 1940
• Private equity and hedge fund formation experience
• Excellent written and oral communication skills
• Excellent problem-solving skills
• Ability to work independently and as part of a team
• Ability to work under pressure and meet deadlines

Law Firm offers a competitive salary for this position. Direct applicants can apply here, while search firm submissions can be made here. If you have any questions about the application, please contact Christopher DaRocha-Boyle, Recruiting Manager – US Lateral Associate Hiring, at .

Investment Funds Regulatory Associate - Law Firm

Law Firm is looking for an Associate to join its Investment Funds Regulatory Practice. The ideal candidate must have a minimum of 3 years of relevant asset management regulatory experience and a strong working knowledge of the Investment Advisers Act of 1940 and the Investment Company Act of 1940. Private equity and hedge fund formation experience is also helpful.

Duties and Responsibilities:

• Provide legal, regulatory, and compliance advice to investment advisers, family offices, and other financial institutions around the globe
• Advise on Investment Company Act issues, including regulatory, status, and structuring issues
• Counsel clients in SEC examinations, investigations, and enforcement proceedings
• Work closely with the firm’s white collar litigation department in connection with those matters
• Structuring of complex corporate transactions involving investment advisers and investment funds

Qualifications:

• Minimum of 3 years of relevant asset management regulatory experience
• Strong working knowledge of the Investment Advisers Act of 1940 and the Investment Company Act of 1940
• Private equity and hedge fund formation experience
• Excellent written and oral communication skills
• Excellent problem-solving skills
• Ability to work independently and as part of a team
• Ability to work under pressure and meet deadlines

Salary:

Law Firm offers a competitive salary for this position.

How to Apply:

• Direct applicants, please apply here.
• Search firm submissions, please visit here.
• Review your rights under US employment laws here.
• If you have any questions about the application, please contact:
Christopher DaRocha-Boyle
Recruiting Manager – US Lateral Associate Hiring

Knowledge of the Investment Advisers Act of 1940 and the Investment Company Act of 1940, Private equity and hedge fund formation experience

Direct applicants, please apply here. Search firm submissions, please visit here.

Qualification and Experience Highly qualified associate candidate with at least 3 years of relevant asset management regulatory experience

Legal