Investment Management - Financial Institutions Midlevel Associate

3-5 yrs required

Full-time

No

H1: Investment Management Associate - Midlevel
H2: Join the Top International Law Firm - Morgan Lewis & Bockius LLP

Law Firm Seeking Experienced Midlevel Associate for Investment Management - Financial Institutions Practice Group

- Location: New York, Philadelphia, or Washington, DC
- Minimum 3-5 years of experience with investment adviser regulatory matters
- Prior law firm or Securities and Exchange Commission experience required
- Familiarity with Investment Advisers Act of 1940 and other federal securities law
- Strong background in counseling top tier investment management firms on regulatory matters
- Responsibilities include registration, conflicts of interest, compliance policies, SEC regulatory examinations and enforcement defense, and new product development
- Excellent academic credentials and strong organization, drafting, communication, and analytical skills required
- Active bar membership in the state of the Morgan Lewis office for which you are applying

Morgan Lewis & Bockius LLP, a top international law firm, is seeking a highly qualified midlevel associate to join their Investment Management - Financial Institutions practice group. The firm is looking for an experienced individual with a minimum of 3-5 years in investment adviser regulatory matters and prior law firm or Securities and Exchange Commission experience. The position is available in their New York, Philadelphia, or Washington, DC office.

The successful candidate must have familiarity and demonstrated experience with the Investment Advisers Act of 1940 and other federal securities law. They should also have a strong background in counseling top tier investment management firms on regulatory matters, including registration, conflicts of interest and disclosure, compliance policies and procedures, advertising and marketing, SEC regulatory examinations and enforcement defense, and the development of new products and services. Excellent academic credentials, strong organization, drafting, communication, and analytical skills are also required. The candidate must be an active member of the bar in the state of the Morgan Lewis office for which they are applying.

The salary range for this position in New York is $225,000 to $435,000. However, the base salary or hourly wage range will be determined during the interview process and may vary based on prior experience, relevant expertise, current business needs, and market factors. The final salary or hourly wages offered may be outside of this range for various reasons and individual circumstances. The total compensation package for this position may also include a full range of medical, financial, and/or other benefits, including 401(k) eligibility and various paid time off benefits such as vacation, sick time, and parental leave. Details of participation in these benefit plans will be provided if an employee receives an offer of employment. The firm also reserves the right to modify base salary and other discretionary payments or compensation and benefits programs at any time, including for reasons related to individual performance, firm or individual department/team performance, and market factors.

In summary, Morgan Lewis & Bockius LLP, a top international law firm, is seeking a highly qualified midlevel associate with experience in investment adviser regulatory matters to join their Investment Management - Financial Institutions practice group. The candidate must have prior law firm or Securities and Exchange Commission experience and familiarity with federal securities law. The position is available in the New York, Philadelphia, or Washington, DC office. The successful candidate will have excellent academic credentials, strong organization, drafting, communication, and analytical skills, and be an active member of the bar in the state of the Morgan Lewis office for which they are applying. The salary range for this position in New York is $225,000 to $435,000, but final salary or hourly wages offered may vary based on individual circumstances. The total compensation package may also include a full range of benefits, and the firm reserves the right to modify base salary and other discretionary payments or compensation and benefits programs at any time.

Not specified

Medical, financial, 401(k) eligibility, vacation, sick time, parental leave

Not specified

Investment adviser regulatory matters, Securities and Exchange Commission, Investment Advisers Act of 1940, federal securities law, counseling, registration, conflicts of interest, disclosure, compliance policies and procedures, advertising and marketing, SEC regulatory examinations, enforcement defense, new products and services, academic credentials, organization, drafting, communication, analytical, bar membership

Law degree

Interested candidates should submit their application through a search firm

Qualification and Experience 3-5 years of experience with investment adviser regulatory matters, law firm experience and/or experience working at the Securities and Exchange Commission, familiarity and demonstrated experience with federal securities law, active member of the bar in the state of the Morgan Lewis office for which you are applying

Legal